Rest-based declarative policy management

ABSTRACT

One embodiment provides declarative policy management in a multi-tenant cloud-based identity and access management (“IAM”) system. The embodiment receives at least one Application Programming Interface (“API”) request by a policy engine of the multi-tenant cloud-based IAM system from a tenant of the multi-tenant cloud-based IAM system. The embodiment configures a declarative policy for the tenant of the multi-tenant cloud-based IAM system based on the at least one API request. The embodiment then enforces the declarative policy in an IAM service performed for the tenant of the multi-tenant cloud-based IAM system.

CROSS-REFERENCE TO RELATED APPLICATIONS

This application claims the benefit of priority to U.S. Provisional Application 62/564,373, filed Sep. 28, 2017, and U.S. Provisional Application 62/564,375, filed Sep. 28, 2017, both being incorporated herein by reference in their entirety.

FIELD

One embodiment is directed generally to identity and access management, and in particular, to identity and access management in a cloud system.

BACKGROUND INFORMATION

Generally, the use of cloud-based applications (e.g., enterprise public cloud applications, third-party cloud applications, etc.) is soaring, with access coming from a variety of devices (e.g., desktop and mobile devices) and a variety of users (e.g., employees, partners, customers, etc.). The abundant diversity and accessibility of cloud-based applications has led identity management and access security to become a central concern. Typical security concerns in a cloud environment are unauthorized access, account hijacking, malicious insiders, etc. Accordingly, there is a need for secure access to cloud-based applications, or applications located anywhere, regardless of from what device type or by what user type the applications are accessed.

SUMMARY

One embodiment is a system for declarative policy management in a multi-tenant cloud-based identity and access management (“IAM”) system. The system receives at least one Application Programming Interface (“API”) request by a policy engine of the multi-tenant cloud-based IAM system from a tenant of the multi-tenant cloud-based IAM system. The system configures a declarative policy for the tenant of the multi-tenant cloud-based IAM system based on the at least one API request. The system then enforces the declarative policy in an IAM service performed for the tenant of the multi-tenant cloud-based IAM system.

BRIEF DESCRIPTION OF THE DRAWINGS

FIGS. 1-5 are block diagrams of example embodiments that provide cloud-based identity management.

FIG. 6 is a block diagram providing a system view of an embodiment.

FIG. 6A is a block diagram providing a functional view of an embodiment.

FIG. 7 is a block diagram of an embodiment that implements Cloud Gate.

FIG. 8 illustrates an example system that implements multiple tenancies in one embodiment.

FIG. 9 is a block diagram of a network view of an embodiment.

FIG. 10 is a block diagram of a system architecture view of single sign on (“SSO”) functionality in one embodiment.

FIG. 11 is a message sequence flow of SSO functionality in one embodiment.

FIG. 12 illustrates an example of a distributed data grid in one embodiment.

FIG. 13 is a block diagram of an example data model used for declarative policy management according to an embodiment.

FIG. 14 illustrates an example run-time flow diagram of policy evaluation by a declarative policy engine according to an embodiment.

FIG. 15 illustrates a block diagram of relationships between a policy engine, an abstract policy engine, a default policy engine, and a trust policy engine, according to an embodiment.

FIGS. 16A and 16B are flow diagrams of methods for declarative policy management in a multi-tenant cloud-based IAM system, in accordance with embodiments.

FIG. 17 illustrates an example administration console user interface (“UI”) for declarative policy management in a multi-tenant cloud-based IAM system, in accordance with embodiments.

DETAILED DESCRIPTION

Embodiments provide a policy engine that allows for configuring declarative policies. In one embodiment, a consumer of the policy engine can uptake the policy engine by defining a policy type that allows the consumer to define/configure policies and execute business rules without writing code. In one embodiment, the policy engine has its own language/grammar and supports policy expressions. The policy engine also supports management of functions. In one embodiment, instead of requiring policies to be hard coded out of the box, the policy engine allows a tenant administrator to define their policies based on business needs. Accordingly, the tenant administrator may avoid coding, and policy/rule configuration may instead be used to achieve the same functionality with flexibility to change the configuration as needed/desired. Embodiments give flexibility to each tenant administrator to do so without making any customization to the product.

Embodiments provide an identity cloud service that implements a microservices based architecture and provides multi-tenant identity and data security management and secure access to cloud-based applications. Embodiments support secure access for hybrid cloud deployments (i.e., cloud deployments which include a combination of a public cloud and a private cloud). Embodiments protect applications and data both in the cloud and on-premise. Embodiments support multi-channel access via web, mobile, and application programming interfaces (“APIs”). Embodiments manage access for different users, such as customers, partners, and employees. Embodiments manage, control, and audit access across the cloud as well as on-premise. Embodiments integrate with new and existing applications and identities. Embodiments are horizontally scalable.

One embodiment is a system that implements a number of microservices in a stateless middle tier environment to provide cloud-based multi-tenant identity and access management services. In one embodiment, each requested identity management service is broken into real-time and near-real-time tasks. The real-time tasks are handled by a microservice in the middle tier, while the near-real-time tasks are offloaded to a message queue. Embodiments implement access tokens that are consumed by a routing tier and a middle tier to enforce a security model for accessing the microservices. Accordingly, embodiments provide a cloud-scale Identity and Access Management (“IAM”) platform based on a multi-tenant, microservices architecture.

One embodiment provides an identity cloud service that enables organizations to rapidly develop fast, reliable, and secure services for their new business initiatives. In one embodiment, the identity cloud service provides a number of core services, each of which solving a unique challenge faced by many enterprises. In one embodiment, the identity cloud service supports administrators in, for example, initial on-boarding/importing of users, importing groups with user members, creating/updating/disabling/enabling/deleting users, assigning/un-assigning users into/from groups, creating/updating/deleting groups, resetting passwords, managing policies, sending activation, etc. The identity cloud service also supports end users in, for example, modifying profiles, setting primary/recovery emails, verifying emails, unlocking their accounts, changing passwords, recovering passwords in case of forgotten password, etc.

Unified Security of Access

One embodiment protects applications and data in a cloud environment as well as in an on-premise environment. The embodiment secures access to any application from any device by anyone. The embodiment provides protection across both environments since inconsistencies in security between the two environments may result in higher risks. For example, such inconsistencies may cause a sales person to continue having access to their Customer Relationship Management (“CRM”) account even after they have defected to the competition. Accordingly, embodiments extend the security controls provisioned in the on-premise environment into the cloud environment. For example, if a person leaves a company, embodiments ensure that their accounts are disabled both on-premise and in the cloud.

Generally, users may access applications and/or data through many different channels such as web browsers, desktops, mobile phones, tablets, smart watches, other wearables, etc. Accordingly, one embodiment provides secured access across all these channels. For example, a user may use their mobile phone to complete a transaction they started on their desktop.

One embodiment further manages access for various users such as customers, partners, employees, etc. Generally, applications and/or data may be accessed not just by employees but by customers or third parties. Although many known systems take security measures when onboarding employees, they generally do not take the same level of security measures when giving access to customers, third parties, partners, etc., resulting in the possibility of security breaches by parties that are not properly managed. However, embodiments ensure that sufficient security measures are provided for access of each type of user and not just employees.

Identity Cloud Service

Embodiments provide an Identity Cloud Service (“IDCS”) that is a multi-tenant, cloud-scale, IAM platform. IDCS provides authentication, authorization, auditing, and federation. IDCS manages access to custom applications and services running on the public cloud, and on-premise systems. In an alternative or additional embodiment, IDCS may also manage access to public cloud services. For example, IDCS can be used to provide Single Sign On (“SSO”) functionality across such variety of services/applications/systems.

Embodiments are based on a multi-tenant, microservices architecture for designing, building, and delivering cloud-scale software services. Multi-tenancy refers to having one physical implementation of a service securely supporting multiple customers buying that service. A service is a software functionality or a set of software functionalities (such as the retrieval of specified information or the execution of a set of operations) that can be reused by different clients for different purposes, together with the policies that control its usage (e.g., based on the identity of the client requesting the service). In one embodiment, a service is a mechanism to enable access to one or more capabilities, where the access is provided using a prescribed interface and is exercised consistent with constraints and policies as specified by the service description.

In one embodiment, a microservice is an independently deployable service. In one embodiment, the term microservice contemplates a software architecture design pattern in which complex applications are composed of small, independent processes communicating with each other using language-agnostic APIs. In one embodiment, microservices are small, highly decoupled services and each may focus on doing a small task. In one embodiment, the microservice architectural style is an approach to developing a single application as a suite of small services, each running in its own process and communicating with lightweight mechanisms (e.g., an HTTP resource API). In one embodiment, microservices are easier to replace relative to a monolithic service that performs all or many of the same functions. Moreover, each of the microservices may be updated without adversely affecting the other microservices. In contrast, updates to one portion of a monolithic service may undesirably or unintentionally negatively affect the other portions of the monolithic service. In one embodiment, microservices may be beneficially organized around their capabilities. In one embodiment, the startup time for each of a collection of microservices is much less than the startup time for a single application that collectively performs all the services of those microservices. In some embodiments, the startup time for each of such microservices is about one second or less, while the startup time of such single application may be about a minute, several minutes, or longer.

In one embodiment, microservices architecture refers to a specialization (i.e., separation of tasks within a system) and implementation approach for service oriented architectures (“SOAs”) to build flexible, independently deployable software systems. Services in a microservices architecture are processes that communicate with each other over a network in order to fulfill a goal. In one embodiment, these services use technology-agnostic protocols. In one embodiment, the services have a small granularity and use lightweight protocols. In one embodiment, the services are independently deployable. By distributing functionalities of a system into different small services, the cohesion of the system is enhanced and the coupling of the system is decreased. This makes it easier to change the system and add functions and qualities to the system at any time. It also allows the architecture of an individual service to emerge through continuous refactoring, and hence reduces the need for a big up-front design and allows for releasing software early and continuously.

In one embodiment, in the microservices architecture, an application is developed as a collection of services, and each service runs a respective process and uses a lightweight protocol to communicate (e.g., a unique API for each microservice). In the microservices architecture, decomposition of a software into individual services/capabilities can be performed at different levels of granularity depending on the service to be provided. A service is a runtime component/process. Each microservice is a self-contained module that can talk to other modules/microservices. Each microservice has an unnamed universal port that can be contacted by others. In one embodiment, the unnamed universal port of a microservice is a standard communication channel that the microservice exposes by convention (e.g., as a conventional Hypertext Transfer Protocol (“HTTP”) port) and that allows any other module/microservice within the same service to talk to it. A microservice or any other self-contained functional module can be generically referred to as a “service”.

Embodiments provide multi-tenant identity management services. Embodiments are based on open standards to ensure ease of integration with various applications, delivering IAM capabilities through standards-based services.

Embodiments manage the lifecycle of user identities which entails the determination and enforcement of what an identity can access, who can be given such access, who can manage such access, etc. Embodiments run the identity management workload in the cloud and support security functionality for applications that are not necessarily in the cloud. The identity management services provided by the embodiments may be purchased from the cloud. For example, an enterprise may purchase such services from the cloud to manage their employees' access to their applications.

Embodiments provide system security, massive scalability, end user usability, and application interoperability. Embodiments address the growth of the cloud and the use of identity services by customers. The microservices based foundation addresses horizontal scalability requirements, while careful orchestration of the services addresses the functional requirements. Achieving both goals requires decomposition (wherever possible) of the business logic to achieve statelessness with eventual consistency, while much of the operational logic not subject to real-time processing is shifted to near-real-time by offloading to a highly scalable asynchronous event management system with guaranteed delivery and processing. Embodiments are fully multi-tenant from the web tier to the data tier in order to realize cost efficiencies and ease of system administration.

Embodiments are based on industry standards (e.g., Open ID Connect, OAuth2, Security Assertion Markup Language 2 (“SAML2”), System for Cross-domain Identity Management (“SCIM”), Representational State Transfer (“REST”), etc.) for ease of integration with various applications. One embodiment provides a cloud-scale API platform and implements horizontally scalable microservices for elastic scalability. The embodiment leverages cloud principles and provides a multi-tenant architecture with per-tenant data separation. The embodiment further provides per-tenant customization via tenant self-service. The embodiment is available via APIs for on-demand integration with other identity services, and provides continuous feature release.

One embodiment provides interoperability and leverages investments in identity management (“IDM”) functionality in the cloud and on-premise. The embodiment provides automated identity synchronization from on-premise Lightweight Directory Access Protocol (“LDAP”) data to cloud data and vice versa. The embodiment provides a SCIM identity bus between the cloud and the enterprise, and allows for different options for hybrid cloud deployments (e.g., identity federation and/or synchronization, SSO agents, user provisioning connectors, etc.).

Accordingly, one embodiment is a system that implements a number of microservices in a stateless middle tier to provide cloud-based multi-tenant identity and access management services. In one embodiment, each requested identity management service is broken into real-time and near-real-time tasks. The real-time tasks are handled by a microservice in the middle tier, while the near-real-time tasks are offloaded to a message queue. Embodiments implement tokens that are consumed by a routing tier to enforce a security model for accessing the microservices. Accordingly, embodiments provide a cloud-scale IAM platform based on a multi-tenant, microservices architecture.

Generally, known systems provide siloed access to applications provided by different environments, e.g., enterprise cloud applications, partner cloud applications, third-party cloud applications, and customer applications. Such siloed access may require multiple passwords, different password policies, different account provisioning and de-provisioning schemes, disparate audit, etc. However, one embodiment implements IDCS to provide unified IAM functionality over such applications. FIG. 1 is a block diagram 100 of an example embodiment with IDCS 118, providing a unified identity platform 126 for onboarding users and applications. The embodiment provides seamless user experience across various applications such as enterprise cloud applications 102, partner cloud applications 104, third-party cloud applications 110, and customer applications 112. Applications 102, 104, 110, 112 may be accessed through different channels, for example, by a mobile phone user 108 via a mobile phone 106, by a desktop computer user 116 via a browser 114, etc. A web browser (commonly referred to as a browser) is a software application for retrieving, presenting, and traversing information resources on the World Wide Web. Examples of web browsers are Mozilla Firefox®, Google Chrome®, Microsoft Internet Explorer®, and Apple Safari®.

IDCS 118 provides a unified view 124 of a user's applications, a unified secure credential across devices and applications (via identity platform 126), and a unified way of administration (via an admin console 122). IDCS services may be obtained by calling IDCS APIs 142. Such services may include, for example, login/SSO services 128 (e.g., OpenID Connect), federation services 130 (e.g., SAML), token services 132 (e.g., OAuth), directory services 134 (e.g., SCIM), provisioning services 136 (e.g., SCIM or Any Transport over Multiprotocol (“AToM”)), event services 138 (e.g., REST), and authorization services 140 (e.g., SCIM). IDCS 118 may further provide reports and dashboards 120 related to the offered services.

Integration Tools

Generally, it is common for large corporations to have an IAM system in place to secure access to their on-premise applications. Business practices are usually matured and standardized around an in-house IAM system such as “Oracle IAM Suite” from Oracle Corp. Even small to medium organizations usually have their business processes designed around managing user access through a simple directory solution such as Microsoft Active Directory (“AD”). To enable on-premise integration, embodiments provide tools that allow customers to integrate their applications with IDCS.

FIG. 2 is a block diagram 200 of an example embodiment with IDCS 202 in a cloud environment 208, providing integration with an AD 204 that is on-premise 206. The embodiment provides seamless user experience across all applications including on-premise and third-party applications, for example, on-premise applications 218 and various applications/services in cloud 208 such as cloud services 210, cloud applications 212, partner applications 214, and customer applications 216. Cloud applications 212 may include, for example, Human Capital Management (“HCM”), CRM, talent acquisition (e.g., Oracle Taleo cloud service from Oracle Corp.), Configure Price and Quote (“CPQ”), etc. Cloud services 210 may include, for example, Platform as a Service (“PaaS”), Java, database, business intelligence (“BI”), documents, etc.

Applications 210, 212, 214, 216, 218, may be accessed through different channels, for example, by a mobile phone user 220 via a mobile phone 222, by a desktop computer user 224 via a browser 226, etc. The embodiment provides automated identity synchronization from on-premise AD data to cloud data via a SCIM identity bus 234 between cloud 208 and the enterprise 206. The embodiment further provides a SAML bus 228 for federating authentication from cloud 208 to on-premise AD 204 (e.g., using passwords 232).

Generally, an identity bus is a service bus for identity related services. A service bus provides a platform for communicating messages from one system to another system. It is a controlled mechanism for exchanging information between trusted systems, for example, in a service oriented architecture (“SOA”). An identity bus is a logical bus built according to standard HTTP based mechanisms such as web service, web server proxies, etc. The communication in an identity bus may be performed according to a respective protocol (e.g., SCIM, SAML, Open ID Connect, etc.). For example, a SAML bus is an HTTP based connection between two systems for communicating messages for SAML services. Similarly, a SCIM bus is used to communicate SCIM messages according to the SCIM protocol.

The embodiment of FIG. 2 implements an identity (“ID”) bridge 230 that is a small binary (e.g., 1 MB in size) that can be downloaded and installed on-premise 206 alongside a customer's AD 204. ID Bridge 230 listens to users and groups (e.g., groups of users) from the organizational units (“OUs”) chosen by the customer and synchronizes those users to cloud 208. In one embodiment, users' passwords 232 are not synchronized to cloud 208. Customers can manage application access for users by mapping IDCS users' groups to cloud applications managed in IDCS 208. Whenever the users' group membership is changed on-premise 206, their corresponding cloud application access changes automatically.

For example, an employee moving from engineering to sales can get near instantaneous access to the sales cloud and lose access to the developer cloud. When this change is reflected in on-premise AD 204, cloud application access change is accomplished in near-real-time. Similarly, access to cloud applications managed in IDCS 208 is revoked for users leaving the company. For full automation, customers may set up SSO between on-premise AD 204 and IDCS 208 through, e.g., AD federation service (“AD/FS”, or some other mechanism that implements SAML federation) so that end users can get access to cloud applications 210, 212, 214, 216, and on-premise applications 218 with a single corporate password 332.

FIG. 3 is a block diagram 300 of an example embodiment that includes the same components 202, 206, 208, 210, 212, 214, 216, 218, 220, 222, 224, 226, 228, 234 as in FIG. 2. However, in the embodiment of FIG. 3, IDCS 202 provides integration with an on-premise IDM 304 such as Oracle IDM. Oracle IDM 304 is a software suite from Oracle Corp. for providing IAM functionality. The embodiment provides seamless user experience across all applications including on-premise and third-party applications. The embodiment provisions user identities from on-premise IDM 304 to IDCS 208 via SCIM identity bus 234 between cloud 202 and enterprise 206. The embodiment further provides SAML bus 228 (or an Open ID Connect bus) for federating authentication from cloud 208 to on-premise 206.

In the embodiment of FIG. 3, an Oracle Identity Manager (“OIM”) Connector 302 from Oracle Corp., and an Oracle Access Manager (“OAM”) federation module 306 from Oracle Corp., are implemented as extension modules of Oracle IDM 304. A connector is a module that has physical awareness about how to talk to a system. OIM is an application configured to manage user identities (e.g., manage user accounts in different systems based on what a user should and should not have access to). OAM is a security application that provides access management functionality such as web SSO; identity context, authentication and authorization; policy administration; testing; logging; auditing; etc. OAM has built-in support for SAML. If a user has an account in IDCS 202, OIM connector 302 and OAM federation 306 can be used with Oracle IDM 304 to create/delete that account and manage access from that account.

FIG. 4 is a block diagram 400 of an example embodiment that includes the same components 202, 206, 208, 210, 212, 214, 216, 218, 220, 222, 224, 226, 234 as in FIGS. 2 and 3. However, in the embodiment of FIG. 3, IDCS 202 provides functionality to extend cloud identities to on-premise applications 218. The embodiment provides seamless view of the identity across all applications including on-premise and third-party applications. In the embodiment of FIG. 4, SCIM identity bus 234 is used to synchronize data in IDCS 202 with on-premise LDAP data called “Cloud Cache” 402. Cloud Cache 402 is disclosed in more detail below.

Generally, an application that is configured to communicate based on LDAP needs an LDAP connection. An LDAP connection may not be established by such application through a URL (unlike, e.g., “www.google.com” that makes a connection to Google) since the LDAP needs to be on a local network. In the embodiment of FIG. 4, an LDAP-based application 218 makes a connection to Cloud Cache 402, and Cloud Cache 402 establishes a connection to IDCS 202 and then pulls data from IDCS 202 as it is being requested. The communication between IDCS 202 and Cloud Cache 402 may be implemented according to the SCIM protocol. For example, Cloud Cache 402 may use SCIM bus 234 to send a SCIM request to IDCS 202 and receive corresponding data in return.

Generally, fully implementing an application includes building a consumer portal, running marketing campaigns on the external user population, supporting web and mobile channels, and dealing with user authentication, sessions, user profiles, user groups, application roles, password policies, self-service/registration, social integration, identity federation, etc. Generally, application developers are not identity/security experts. Therefore, on-demand identity management services are desired.

FIG. 5 is a block diagram 500 of an example embodiment that includes the same components 202, 220, 222, 224, 226, 234, 402, as in FIGS. 2-4. However, in the embodiment of FIG. 5, IDCS 202 provides secure identity management on demand. The embodiment provides on demand integration with identity services of IDCS 202 (e.g., based on standards such as OpenID Connect, OAuth2, SAML2, or SCIM). Applications 505 (which may be on-premise, in a public cloud, or in a private cloud) may call identity service APIs 504 in IDCS 202. The services provided by IDCS 202 may include, for example, self-service registration 506, password management 508, user profile management 510, user authentication 512, token management 514, social integration 516, etc.

In this embodiment, SCIM identity bus 234 is used to synchronize data in IDCS 202 with data in on-premise LDAP Cloud Cache 402. Further, a “Cloud Gate” 502 running on a web server/proxy (e.g., NGINX, Apache, etc.) may be used by applications 505 to obtain user web SSO and REST API security from IDCS 202. Cloud Gate 502 is a component that secures access to multi-tenant IDCS microservices by ensuring that client applications provide valid access tokens, and/or users successfully authenticate in order to establish SSO sessions. Cloud Gate 502 is further disclosed below. Cloud Gate 502 (enforcement point similar to webgate/webagent) enables applications running behind supported web servers to participate in SSO.

One embodiment provides SSO and cloud SSO functionality. A general point of entry for both on-premise IAM and IDCS in many organizations is SSO. Cloud SSO enables users to access multiple cloud resources with a single user sign-in. Often, organizations will want to federate their on-premise identities. Accordingly, embodiments utilize open standards to allow for integration with existing SSO to preserve and extend investment (e.g., until a complete, eventual transition to an identity cloud service approach is made).

One embodiment may provide the following functionalities:

-   -   maintain an identity store to track user accounts, ownership,         access, and permissions that have been authorized,     -   integrate with workflow to facilitate various approvals (e.g.,         management, IT, human resources, legal, and compliance) needed         for applications access,     -   provision SaaS user accounts for selective devices (e.g., mobile         and personal computer (“PC”)) with access to user portal         containing many private and public cloud resources, and     -   facilitate periodic management attestation review for compliance         with regulations and current job responsibilities.

In addition to these functions, embodiments may further provide:

-   -   cloud account provisioning to manage account life cycle in cloud         applications,     -   more robust multifactor authentication (“MFA”) integration,     -   extensive mobile security capabilities, and     -   dynamic authentication options.

One embodiment provides adaptive authentication and MFA. Generally, passwords and challenge questions have been seen as inadequate and susceptible to common attacks such as phishing. Most business entities today are looking at some form of MFA to reduce risk. To be successfully deployed, however, solutions need to be easily provisioned, maintained, and understood by the end user, as end users usually resist anything that interferes with their digital experience. Companies are looking for ways to securely incorporate bring your own device (“BYOD”), social identities, remote users, customers, and contractors, while making MFA an almost transparent component of a seamless user access experience. Within an MFA deployment, industry standards such as OAuth and OpenID Connect are essential to ensure integration of existing multifactor solutions and the incorporation of newer, adaptive authentication technology. Accordingly, embodiments define dynamic (or adaptive) authentication as the evaluation of available information (i.e., IP address, location, time of day, and biometrics) to prove an identity after a user session has been initiated. With the appropriate standards (e.g., open authentication (“OATH”) and fast identity online (“FIDO”)) integration and extensible identity management framework, embodiments provide MFA solutions that can be adopted, upgraded, and integrated easily within an IT organization as part of an end-to-end secure IAM deployment. When considering MFA and adaptive policies, organizations must implement consistent policies across on-premise and cloud resources, which in a hybrid IDCS and on-premise IAM environment requires integration between systems.

One embodiment provides user provisioning and certification. Generally, the fundamental function of an IAM solution is to enable and support the entire user provisioning life cycle. This includes providing users with the application access appropriate for their identity and role within the organization, certifying that they have the correct ongoing access permissions (e.g., as their role or the tasks or applications used within their role change over time), and promptly de-provisioning them as their departure from the organization may require. This is important not only for meeting various compliance requirements but also because inappropriate insider access is a major source of security breaches and attacks. An automated user provisioning capability within an identity cloud solution can be important not only in its own right but also as part of a hybrid IAM solution whereby IDCS provisioning may provide greater flexibility than an on-premise solution for transitions as a company downsizes, upsizes, merges, or looks to integrate existing systems with IaaS/PaaS/SaaS environments. An IDCS approach can save time and effort in one-off upgrades and ensure appropriate integration among necessary departments, divisions, and systems. The need to scale this technology often sneaks up on corporations, and the ability to deliver a scalable IDCS capability immediately across the enterprise can provide benefits in flexibility, cost, and control.

Generally, an employee is granted additional privileges (i.e., “privilege creep”) over the years as her/his job changes. Companies that are lightly regulated generally lack an “attestation” process that requires managers to regularly audit their employees' privileges (e.g., access to networks, servers, applications, and data) to halt or slow the privilege creep that results in over-privileged accounts. Accordingly, one embodiment may provide a regularly conducted (at least once a year) attestation process. Further, with mergers and acquisitions, the need for these tools and services increases exponentially as users are on SaaS systems, on-premise, span different departments, and/or are being de-provisioned or re-allocated. The move to cloud can further complicate this situation, and the process can quickly escalate beyond existing, often manually managed, certification methods. Accordingly, one embodiment automates these functions and applies sophisticated analytics to user profiles, access history, provisioning/de-provisioning, and fine-grained entitlements.

One embodiment provides identity analytics. Generally, the ability to integrate identity analytics with the IAM engine for comprehensive certification and attestation can be critical to securing an organization's risk profile. Properly deployed identity analytics can demand total internal policy enforcement. Identity analytics that provide a unified single management view across cloud and on-premise are much needed in a proactive governance, risk, and compliance (“GRC”) enterprise environment, and can aid in providing a closed-loop process for reducing risk and meeting compliance regulations. Accordingly, one embodiment provides identity analytics that are easily customizable by the client to accommodate specific industry demands and government regulations for reports and analysis required by managers, executives, and auditors.

One embodiment provides self-service and access request functionality to improve the experience and efficiency of the end user and to reduce costs from help desk calls. Generally, while a number of companies deploy on-premise self-service access request for their employees, many have not extended these systems adequately outside the formal corporate walls. Beyond employee use, a positive digital customer experience increases business credibility and ultimately contributes to revenue increase, and companies not only save on customer help desk calls and costs but also improve customer satisfaction. Accordingly, one embodiment provides an identity cloud service environment that is based on open standards and seamlessly integrates with existing access control software and MFA mechanisms when necessary. The SaaS delivery model saves time and effort formerly devoted to systems upgrades and maintenance, freeing professional IT staff to focus on more core business applications.

One embodiment provides privileged account management (“PAM”). Generally, every organization, whether using SaaS, PaaS, IaaS, or on-premise applications, is vulnerable to unauthorized privileged account abuse by insiders with super-user access credentials such as system administrators, executives, HR officers, contractors, systems integrators, etc. Moreover, outside threats typically first breach a low-level user account to eventually reach and exploit privileged user access controls within the enterprise system. Accordingly, one embodiment provides PAM to prevent such unauthorized insider account use. The main component of a PAM solution is a password vault which may be delivered in various ways, e.g., as software to be installed on an enterprise server, as a virtual appliance also on an enterprise server, as a packaged hardware/software appliance, or as part of a cloud service. PAM functionality is similar to a physical safe used to store passwords kept in an envelope and changed periodically, with a manifest for signing them in and out. One embodiment allows for a password checkout as well as setting time limits, forcing periodic changes, automatically tracking checkout, and reporting on all activities. One embodiment provides a way to connect directly through to a requested resource without the user ever knowing the password. This capability also paves the way for session management and additional functionality.

Generally, most cloud services utilize APIs and administrative interfaces, which provide opportunities for infiltrators to circumvent security. Accordingly, one embodiment accounts for these holes in PAM practices as the move to the cloud presents new challenges for PAM. Many small to medium sized businesses now administer their own SaaS systems (e.g., Office 365), while larger companies increasingly have individual business units spinning up their own SaaS and IaaS services. These customers find themselves with PAM capabilities within the identity cloud service solutions or from their IaaS/PaaS provider but with little experience in handling this responsibility. Moreover, in some cases, many different geographically dispersed business units are trying to segregate administrative responsibilities for the same SaaS applications. Accordingly, one embodiment allows customers in these situations to link existing PAM into the overall identity framework of the identity cloud service and move toward greater security and compliance with the assurance of scaling to cloud load requirements as business needs dictate.

API Platform

Embodiments provide an API platform that exposes a collection of capabilities as services. The APIs are aggregated into microservices and each microservice exposes one or more of the APIs. That is, each microservice may expose different types of APIs. In one embodiment, each microservice communicates only through its APIs. In one embodiment, each API may be a microservice. In one embodiment, multiple APIs are aggregated into a service based on a target capability to be provided by that service (e.g., OAuth, SAML, Admin, etc.). As a result, similar APIs are not exposed as separate runtime processes. The APIs are what is made available to a service consumer to use the services provided by IDCS.

Generally, in the web environment of IDCS, a URL includes three parts: a host, a microservice, and a resource (e.g., host/microservice/resource). In one embodiment, the microservice is characterized by having a specific URL prefix, e.g., “host/oauth/v1” where the actual microservice is “oauth/v1”, and under “oauth/v1” there are multiple APIs, e.g., an API to request tokens: “host/oauth/v1/token”, an API to authenticate a user: “host/oauth/v1/authorize”, etc. That is, the URL implements a microservice, and the resource portion of the URL implements an API. Accordingly, multiple APIs are aggregated under the same microservice. In one embodiment, the host portion of the URL identifies a tenant (e.g., https://tenant3.identity.oraclecloud.com:/oauth/v1/token”).

Configuring applications that integrate with external services with the necessary endpoints and keeping that configuration up to date is typically a challenge. To meet this challenge, embodiments expose a public discovery API at a well-known location from where applications can discover the information about IDCS they need in order to consume IDCS APIs. In one embodiment, two discovery documents are supported: IDCS Configuration (which includes IDCS, SAML, SCIM, OAuth, and OpenID Connect configuration, at e.g., <IDCS-URL>/.well-known/idcs-configuration), and Industry-standard OpenID Connect Configuration (at, e.g., <IDCS-URL>/.well-known/openid-configuration). Applications can retrieve discovery documents by being configured with a single IDCS URL.

FIG. 6 is a block diagram providing a system view 600 of IDCS in one embodiment. In FIG. 6, any one of a variety of applications/services 602 may make HTTP calls to IDCS APIs to use IDCS services. Examples of such applications/services 602 are web applications, native applications (e.g., applications that are built to run on a specific operating system, such as Windows applications, iOS applications, Android applications, etc.), web services, customer applications, partner applications, or any services provided by a public cloud, such as Software as a Service (“SaaS”), PaaS, and Infrastructure as a Service (“IaaS”).

In one embodiment, the HTTP requests of applications/services 602 that require IDCS services go through an Oracle Public Cloud BIG-IP appliance 604 and an IDCS BIG-IP appliance 606 (or similar technologies such as a Load Balancer, or a component called a Cloud Load Balancer as a Service (“LBaaS”) that implements appropriate security rules to protect the traffic). However, the requests can be received in any manner. At IDCS BIG-IP appliance 606 (or, as applicable, a similar technology such as a Load Balancer or a Cloud LBaaS), a cloud provisioning engine 608 performs tenant and service orchestration. In one embodiment, cloud provisioning engine 608 manages internal security artifacts associated with a new tenant being on-boarded into the cloud or a new service instance purchased by a customer.

The HTTP requests are then received by an IDCS web routing tier 610 that implements a security gate (i.e., Cloud Gate) and provides service routing and microservices registration and discovery 612. Depending on the service requested, the HTTP request is forwarded to an IDCS microservice in the IDCS middle tier 614. IDCS microservices process external and internal HTTP requests. IDCS microservices implement platform services and infrastructure services. IDCS platform services are separately deployed Java-based runtime services implementing the business of IDCS. IDCS infrastructure services are separately deployed runtime services providing infrastructure support for IDCS. IDCS further includes infrastructure libraries that are common code packaged as shared libraries used by IDCS services and shared libraries. Infrastructure services and libraries provide supporting capabilities as required by platform services for implementing their functionality.

Platform Services

In one embodiment, IDCS supports standard authentication protocols, hence IDCS microservices include platform services such as OpenID Connect, OAuth, SAML2, System for Cross-domain Identity Management++(“SCIM++”), etc.

The Open ID Connect platform service implements standard Open ID Connect Login/Logout flows. Interactive web-based and native applications leverage standard browser-based Open ID Connect flow to request user authentication, receiving standard identity tokens that are JavaScript Object Notation (“JSON”) Web Tokens (“JWTs”) conveying the user's authenticated identity. Internally, the runtime authentication model is stateless, maintaining the user's authentication/session state in the form of a host HTTP cookie (including the JWT identity token). The authentication interaction initiated via the Open ID Connect protocol is delegated to a trusted SSO service that implements the user login/logout ceremonies for local and federated logins. Further details of this functionality are disclosed below with reference to FIGS. 10 and 11. In one embodiment, Open ID Connect functionality is implemented according to, for example, OpenID Foundation standards.

The OAuth2 platform service provides token authorization services. It provides a rich API infrastructure for creating and validating access tokens conveying user rights to make API calls. It supports a range of useful token grant types, enabling customers to securely connect clients to their services. It implements standard 2-legged and 3-legged OAuth2 token grant types. Support for OpenID Connect (“OIDC”) enables compliant applications (OIDC relaying parties (“RP”s)) to integrate with IDCS as the identity provider (OIDC OpenID provider (“OP”)). Similarly, the integration of IDCS as OIDC RP with social OIDC OP (e.g., Facebook, Google, etc.) enables customers to allow social identities policy-based access to applications. In one embodiment, OAuth functionality is implemented according to, for example, Internet Engineering Task Force (“IETF”), Request for Comments (“RFC”) 6749.

The SAML2 platform service provides identity federation services. It enables customers to set up federation agreements with their partners based on SAML identity provider (“IDP”) and SAML service provider (“SP”) relationship models. In one embodiment, the SAML2 platform service implements standard SAML2 Browser POST Login and Logout Profiles. In one embodiment, SAML functionality is implemented according to, for example, IETF, RFC 7522.

SCIM is an open standard for automating the exchange of user identity information between identity domains or information technology (“IT”) systems, as provided by, e.g., IETF, RFCs 7642, 7643, 7644. The SCIM++ platform service provides identity administration services and enables customers to access IDP features of IDCS. The administration services expose a set of stateless REST interfaces (i.e., APIs) that cover identity lifecycle, password management, group management, etc., exposing such artifacts as web-accessible resources.

All IDCS configuration artifacts are resources, and the APIs of the administration services allow for managing IDCS resources (e.g., users, roles, password policies, applications, SAML/OIDC identity providers, SAML service providers, keys, certifications, notification templates, etc.). Administration services leverage and extend the SCIM standard to implement schema-based REST APIs for Create, Read, Update, Delete, and Query (“CRUDQ”) operations on all IDCS resources. Additionally, all internal resources of IDCS used for administration and configuration of IDCS itself are exposed as SCIM-based REST APIs. Access to the identity store 618 is isolated to the SCIM++ API.

In one embodiment, for example, the SCIM standard is implemented to manage the users and groups resources as defined by the SCIM specifications, while SCIM++ is configured to support additional IDCS internal resources (e.g., password policies, roles, settings, etc.) using the language defined by the SCIM standard.

The Administration service supports the SCIM 2.0 standard endpoints with the standard SCIM 2.0 core schemas and schema extensions where needed. In addition, the Administration service supports several SCIM 2.0 compliant endpoint extensions to manage other IDCS resources, for example, Users, Groups, Applications, Settings, etc. The Administration service also supports a set of remote procedure call-style (“RPC-style”) REST interfaces that do not perform CRUDQ operations but instead provide a functional service, for example, “UserPasswordGenerator,” “UserPasswordValidator,” etc.

IDCS Administration APIs use the OAuth2 protocol for authentication and authorization. IDCS supports common OAuth2 scenarios such as scenarios for web server, mobile, and JavaScript applications. Access to IDCS APIs is protected by access tokens. To access IDCS Administration APIs, an application needs to be registered as an OAuth2 client or an IDCS Application (in which case the OAuth2 client is created automatically) through the IDCS Administration console and be granted desired IDCS Administration Roles. When making IDCS Administration API calls, the application first requests an access token from the IDCS OAuth2 Service. After acquiring the token, the application sends the access token to the IDCS API by including it in the HTTP authorization header. Applications can use IDCS Administration REST APIs directly, or use an IDCS Java Client API Library.

Infrastructure Services

The IDCS infrastructure services support the functionality of IDCS platform services. These runtime services include an event processing service (for asynchronously processing user notifications, application subscriptions, and auditing to database); a job scheduler service (for scheduling and executing jobs, e.g., executing immediately or at a configured time long-running tasks that do not require user intervention); a cache management service; a storage management service (for integrating with a public cloud storage service); a reports service (for generating reports and dashboards); an SSO service (for managing internal user authentication and SSO); a user interface (“UI”) service (for hosting different types of UI clients); and a service manager service. Service manager is an internal interface between the Oracle Public Cloud and IDCS. Service manager manages commands issued by the Oracle Public Cloud, where the commands need to be implemented by IDCS. For example, when a customer signs up for an account in a cloud store before they can buy something, the cloud sends a request to IDCS asking to create a tenant. In this case, service manager implements the cloud specific operations that the cloud expects IDCS to support.

An IDCS microservice may call another IDCS microservice through a network interface (i.e., an HTTP request).

In one embodiment, IDCS may also provide a schema service (or a persistence service) that allows for using a database schema. A schema service allows for delegating the responsibility of managing database schemas to IDCS. Accordingly, a user of IDCS does not need to manage a database since there is an IDCS service that provides that functionality. For example, the user may use the database to persist schemas on a per tenant basis, and when there is no more space in the database, the schema service will manage the functionality of obtaining another database and growing the space so that the users do not have to manage the database themselves.

IDCS further includes data stores which are data repositories required/generated by IDCS, including an identity store 618 (storing users, groups, etc.), a global database 620 (storing configuration data used by IDCS to configure itself), an operational schema 622 (providing per tenant schema separation and storing customer data on a per customer basis), an audit schema 624 (storing audit data), a caching cluster 626 (storing cached objects to speed up performance), etc. All internal and external IDCS consumers integrate with the identity services over standards-based protocols. This enables use of a domain name system (“DNS”) to resolve where to route requests, and decouples consuming applications from understanding the internal implementation of identity services.

Real-Time and Near-Real-Time Tasks

IDCS separates the tasks of a requested service into synchronous real-time and asynchronous near-real-time tasks, where real-time tasks include only the operations that are needed for the user to proceed. In one embodiment, a real-time task is a task that is performed with minimal delay, and a near-real-time task is a task that is performed in the background without the user having to wait for it. In one embodiment, a real-time task is a task that is performed with substantially no delay or with negligible delay, and appears to a user as being performed almost instantaneously.

The real-time tasks perform the main business functionality of a specific identity service. For example, when requesting a login service, an application sends a message to authenticate a user's credentials and get a session cookie in return. What the user experiences is logging into the system. However, several other tasks may be performed in connection with the user's logging in, such as validating who the user is, auditing, sending notifications, etc. Accordingly, validating the credentials is a task that is performed in real-time so that the user is given an HTTP cookie to start a session, but the tasks related to notifications (e.g., sending an email to notify the creation of an account), audits (e.g., tracking/recording), etc., are near-real-time tasks that can be performed asynchronously so that the user can proceed with least delay.

When an HTTP request for a microservice is received, the corresponding real-time tasks are performed by the microservice in the middle tier, and the remaining near-real-time tasks such as operational logic/events that are not necessarily subject to real-time processing are offloaded to message queues 628 that support a highly scalable asynchronous event management system 630 with guaranteed delivery and processing. Accordingly, certain behaviors are pushed from the front end to the backend to enable IDCS to provide high level service to the customers by reducing latencies in response times. For example, a login process may include validation of credentials, submission of a log report, updating of the last login time, etc., but these tasks can be offloaded to a message queue and performed in near-real-time as opposed to real-time.

In one example, a system may need to register or create a new user. The system calls an IDCS SCIM API to create a user. The end result is that when the user is created in identity store 618, the user gets a notification email including a link to reset their password. When IDCS receives a request to register or create a new user, the corresponding microservice looks at configuration data in the operational database (located in global database 620 in FIG. 6) and determines that the “create user” operation is marked with a “create user” event which is identified in the configuration data as an asynchronous operation. The microservice returns to the client and indicates that the creation of the user is done successfully, but the actual sending of the notification email is postponed and pushed to the backend. In order to do so, the microservice uses a messaging API 616 to queue the message in queue 628 which is a store.

In order to dequeue queue 628, a messaging microservice, which is an infrastructure microservice, continually runs in the background and scans queue 628 looking for events in queue 628. The events in queue 628 are processed by event subscribers 630 such as audit, user notification, application subscriptions, data analytics, etc. Depending on the task indicated by an event, event subscribers 630 may communicate with, for example, audit schema 624, a user notification service 634, an identity event subscriber 632, etc. For example, when the messaging microservice finds the “create user” event in queue 628, it executes the corresponding notification logic and sends the corresponding email to the user.

In one embodiment, queue 628 queues operational events published by microservices 614 as well as resource events published by APIs 616 that manage IDCS resources.

IDCS uses a real-time caching structure to enhance system performance and user experience. The cache itself may also be provided as a microservice. IDCS implements an elastic cache cluster 626 that grows as the number of customers supported by IDCS scales. Cache cluster 626 may be implemented with a distributed data grid which is disclosed in more detail below. In one embodiment, write-only resources bypass cache.

In one embodiment, IDCS runtime components publish health and operational metrics to a public cloud monitoring module 636 that collects such metrics of a public cloud such as Oracle Public Cloud from Oracle Corp.

In one embodiment, IDCS may be used to create a user. For example, a client application 602 may issue a REST API call to create a user. Admin service (a platform service in 614) delegates the call to a user manager (an infrastructure library/service in 614), which in turn creates the user in the tenant-specific ID store stripe in ID store 618. On “User Create Success”, the user manager audits the operation to the audit table in audit schema 624, and publishes an “identity.user.create.success” event to message queue 628. Identity subscriber 632 picks up the event and sends a “Welcome” email to the newly created user, including newly created login details.

In one embodiment, IDCS may be used to grant a role to a user, resulting in a user provisioning action. For example, a client application 602 may issue a REST API call to grant a user a role. Admin service (a platform service in 614) delegates the call to a role manager (an infrastructure library/service in 614), who grants the user a role in the tenant-specific ID store stripe in ID store 618. On “Role Grant Success”, the role manager audits the operations to the audit table in audit schema 624, and publishes an “identity.user.role.grant.success” event to message queue 628. Identity subscriber 632 picks up the event and evaluates the provisioning grant policy. If there is an active application grant on the role being granted, a provisioning subscriber performs some validation, initiates account creation, calls out the target system, creates an account on the target system, and marks the account creation as successful. Each of these functionalities may result in publishing of corresponding events, such as “prov.account.create.initiate”, “prov.target.create.initiate”, “prov.target.create.success”, or “prov.account.create.success”. These events may have their own business metrics aggregating number of accounts created in the target system over the last N days.

In one embodiment, IDCS may be used for a user to log in. For example, a client application 602 may use one of the supported authentication flows to request a login for a user. IDCS authenticates the user, and upon success, audits the operation to the audit table in audit schema 624. Upon failure, IDCS audits the failure in audit schema 624, and publishes “login.user.login.failure” event in message queue 628. A login subscriber picks up the event, updates its metrics for the user, and determines if additional analytics on the user's access history need to be performed.

Accordingly, by implementing “inversion of control” functionality (e.g., changing the flow of execution to schedule the execution of an operation at a later time so that the operation is under the control of another system), embodiments enable additional event queues and subscribers to be added dynamically to test new features on a small user sample before deploying to broader user base, or to process specific events for specific internal or external customers.

Stateless Functionality

IDCS microservices are stateless, meaning the microservices themselves do not maintain state. “State” refers to the data that an application uses in order to perform its capabilities. IDCS provides multi-tenant functionality by persisting all state into tenant specific repositories in the IDCS data tier. The middle tier (i.e., the code that processes the requests) does not have data stored in the same location as the application code. Accordingly, IDCS is highly scalable, both horizontally and vertically.

To scale vertically (or scale up/down) means to add resources to (or remove resources from) a single node in a system, typically involving the addition of CPUs or memory to a single computer. Vertical scalability allows an application to scale up to the limits of its hardware. To scale horizontally (or scale out/in) means to add more nodes to (or remove nodes from) a system, such as adding a new computer to a distributed software application. Horizontal scalability allows an application to scale almost infinitely, bound only by the amount of bandwidth provided by the network.

Stateless-ness of the middle tier of IDCS makes it horizontally scalable just by adding more CPUs, and the IDCS components that perform the work of the application do not need to have a designated physical infrastructure where a particular application is running. Stateless-ness of the IDCS middle tier makes IDCS highly available, even when providing identity services to a very large number of customers/tenants. Each pass through an IDCS application/service is focused on CPU usage only to perform the application transaction itself but not use hardware to store data. Scaling is accomplished by adding more slices when the application is running, while data for the transaction is stored at a persistence layer where more copies can be added when needed.

The IDCS web tier, middle tier, and data tier can each scale independently and separately. The web tier can be scaled to handle more HTTP requests. The middle tier can be scaled to support more service functionality. The data tier can be scaled to support more tenants.

IDCS Functional View

FIG. 6A is an example block diagram 600 b of a functional view of IDCS in one embodiment. In block diagram 600 b, the IDCS functional stack includes services, shared libraries, and data stores. The services include IDCS platform services 640 b, IDCS premium services 650 b, and IDCS infrastructure services 662 b. In one embodiment, IDCS platform services 640 b and IDCS premium services 650 b are separately deployed Java-based runtime services implementing the business of IDCS, and IDCS infrastructure services 662 b are separately deployed runtime services providing infrastructure support for IDCS. The shared libraries include IDCS infrastructure libraries 680 b which are common code packaged as shared libraries used by IDCS services and shared libraries. The data stores are data repositories required/generated by IDCS, including identity store 698 b, global configuration 700 b, message store 702 b, global tenant 704 b, personalization settings 706 b, resources 708 b, user transient data 710 b, system transient data 712 b, per-tenant schemas (managed ExaData) 714 b, operational store (not shown), caching store (not shown), etc.

In one embodiment, IDCS platform services 640 b include, for example, OpenID Connect service 642 b, OAuth2 service 644 b, SAML2 service 646 b, and SCIM++ service 648 b. In one embodiment, IDCS premium services include, for example, cloud SSO and governance 652 b, enterprise governance 654 b, AuthN broker 656 b, federation broker 658 b, and private account management 660 b.

IDCS infrastructure services 662 b and IDCS infrastructure libraries 680 b provide supporting capabilities as required by IDCS platform services 640 b to do their work. In one embodiment, IDCS infrastructure services 662 b include job scheduler 664 b, UI 666 b, SSO 668 b, reports 670 b, cache 672 b, storage 674 b, service manager 676 b (public cloud control), and event processor 678 b (user notifications, app subscriptions, auditing, data analytics). In one embodiment, IDCS infrastructure libraries 680 b include data manager APIs 682 b, event APIs 684 b, storage APIs 686 b, authentication APIs 688 b, authorization APIs 690 b, cookie APIs 692 b, keys APIs 694 b, and credentials APIs 696 b. In one embodiment, cloud compute service 602 b (internal Nimbula) supports the function of IDCS infrastructure services 662 b and IDCS infrastructure libraries 680 b.

In one embodiment, IDCS provides various UIs 602 b for a consumer of IDCS services, such as customer end user UI 604 b, customer admin UI 606 b, DevOps admin UI 608 b, and login UI 610 b. In one embodiment, IDCS allows for integration 612 b of applications (e.g., customer apps 614 b, partner apps 616 b, and cloud apps 618 b) and firmware integration 620 b. In one embodiment, various environments may integrate with IDCS to support their access control needs. Such integration may be provided by, for example, identity bridge 622 b (providing AD integration, WNA, and SCIM connector), Apache agent 624 b, or MSFT agent 626 b.

In one embodiment, internal and external IDCS consumers integrate with the identity services of IDCS over standards-based protocols 628 b, such as Open ID Connect 630 b, OAuth2 632 b, SAML2 634 b, SCIM 636 b, and REST/HTTP 638 b. This enables use of a domain name system (“DNS”) to resolve where to route requests, and decouples the consuming applications from understanding internal implementation of the identity services.

The IDCS functional view in FIG. 6A further includes public cloud infrastructure services that provide common functionality that IDCS depends on for user notifications (cloud notification service 718 b), file storage (cloud storage service 716 b), and metrics/alerting for DevOps (cloud monitoring service (EM) 722 b and cloud metrics service (Graphite) 720 b).

Cloud Gate

In one embodiment, IDCS implements a “Cloud Gate” in the web tier. Cloud Gate is a web server plugin that enables web applications to externalize user SSO to an identity management system (e.g., IDCS), similar to WebGate or WebAgent technologies that work with enterprise IDM stacks. Cloud Gate acts as a security gatekeeper that secures access to IDCS APIs. In one embodiment, Cloud Gate is implemented by a web/proxy server plugin that provides a web Policy Enforcement Point (“PEP”) for protecting HTTP resources based on OAuth.

FIG. 7 is a block diagram 700 of an embodiment that implements a Cloud Gate 702 running in a web server 712 and acting as a Policy Enforcement Point (“PEP”) configured to integrate with IDCS Policy Decision Point (“PDP”) using open standards (e.g., OAuth2, Open ID Connect, etc.) while securing access to web browser and REST API resources 714 of an application. In some embodiments, the PDP is implemented at OAuth and/or Open ID Connect microservices 704. For example, when a user browser 706 sends a request to IDCS for a login of a user 710, a corresponding IDCS PDP validates the credentials and then decides whether the credentials are sufficient (e.g., whether to request for further credentials such as a second password). In the embodiment of FIG. 7, Cloud Gate 702 may act both as the PEP and as the PDP since it has a local policy.

As part of one-time deployment, Cloud Gate 702 is registered with IDCS as an OAuth2 client, enabling it to request OIDC and OAuth2 operations against IDCS. Thereafter, it maintains configuration information about an application's protected and unprotected resources, subject to request matching rules (how to match URLs, e.g., with wild cards, regular expressions, etc.). Cloud Gate 702 can be deployed to protect different applications having different security policies, and the protected applications can be multi-tenant.

During web browser-based user access, Cloud Gate 702 acts as an OIDC RP 718 initiating a user authentication flow. If user 710 has no valid local user session, Cloud Gate 702 re-directs the user to the SSO microservice and participates in the OIDC “Authorization Code” flow with the SSO microservice. The flow concludes with the delivery of a JWT as an identity token. Cloud Gate 708 validates the JWT (e.g., looks at signature, expiration, destination/audience, etc.) and issues a local session cookie for user 710. It acts as a session manager 716 securing web browser access to protected resources and issuing, updating, and validating the local session cookie. It also provides a logout URL for removal of its local session cookie.

Cloud Gate 702 also acts as an HTTP Basic Auth authenticator, validating HTTP Basic Auth credentials against IDCS. This behavior is supported in both session-less and session-based (local session cookie) modes. No server-side IDCS session is created in this case.

During programmatic access by REST API clients 708, Cloud Gate 702 may act as an OAuth2 resource server/filter 720 for an application's protected REST APIs 714. It checks for the presence of a request with an authorization header and an access token. When client 708 (e.g., mobile, web apps, JavaScript, etc.) presents an access token (issued by IDCS) to use with a protected REST API 714, Cloud Gate 702 validates the access token before allowing access to the API (e.g., signature, expiration, audience, etc.). The original access token is passed along unmodified.

Generally, OAuth is used to generate either a client identity propagation token (e.g., indicating who the client is) or a user identity propagation token (e.g., indicating who the user is). In the embodiments, the implementation of OAuth in Cloud Gate is based on a JWT which defines a format for web tokens, as provided by, e.g., IETF, RFC 7519.

When a user logs in, a JWT is issued. The JWT is signed by IDCS and supports multi-tenant functionality in IDCS. Cloud Gate validates the JWT issued by IDCS to allow for multi-tenant functionality in IDCS. Accordingly, IDCS provides multi-tenancy in the physical structure as well as in the logical business process that underpins the security model.

Tenancy Types

IDCS specifies three types of tenancies: customer tenancy, client tenancy, and user tenancy. Customer or resource tenancy specifies who the customer of IDCS is (i.e., for whom is the work being performed). Client tenancy specifies which client application is trying to access data (i.e., what application is doing the work). User tenancy specifies which user is using the application to access data (i.e., by whom is the work being performed). For example, when a professional services company provides system integration functionality for a warehouse club and uses IDCS for providing identity management for the warehouse club systems, user tenancy corresponds to the professional services company, client tenancy is the application that is used to provide system integration functionality, and customer tenancy is the warehouse club.

Separation and identification of these three tenancies enables multi-tenant functionality in a cloud-based service. Generally, for on-premise software that is installed on a physical machine on-premise, there is no need to specify three different tenancies since a user needs to be physically on the machine to log in. However, in a cloud-based service structure, embodiments use tokens to determine who is using what application to access which resources. The three tenancies are codified by tokens, enforced by Cloud Gate, and used by the business services in the middle tier. In one embodiment, an OAuth server generates the tokens. In various embodiments, the tokens may be used in conjunction with any security protocol other than OAuth.

Decoupling user, client, and resource tenancies provides substantial business advantages for the users of the services provided by IDCS. For example, it allows a service provider that understands the needs of a business (e.g., a healthcare business) and their identity management problems to buy services provided by IDCS, develop their own backend application that consumes the services of IDCS, and provide the backend applications to the target businesses. Accordingly, the service provider may extend the services of IDCS to provide their desired capabilities and offer those to certain target businesses. The service provider does not have to build and run software to provide identity services but can instead extend and customize the services of IDCS to suit the needs of the target businesses.

Some known systems only account for a single tenancy which is customer tenancy. However, such systems are inadequate when dealing with access by a combination of users such as customer users, customer's partners, customer's clients, clients themselves, or clients that customer has delegated access to. Defining and enforcing multiple tenancies in the embodiments facilitates the identity management functionality over such variety of users.

In one embodiment, one entity of IDCS does not belong to multiple tenants at the same time; it belongs to only one tenant, and a “tenancy” is where artifacts live. Generally, there are multiple components that implement certain functions, and these components can belong to tenants or they can belong to infrastructure. When infrastructure needs to act on behalf of tenants, it interacts with an entity service on behalf of the tenant. In that case, infrastructure itself has its own tenancy and customer has its own tenancy. When a request is submitted, there can be multiple tenancies involved in the request.

For example, a client that belongs to “tenant 1” may execute a request to get a token for “tenant 2” specifying a user in “tenant 3.” As another example, a user living in “tenant 1” may need to perform an action in an application owned by “tenant 2”. Thus, the user needs to go to the resource namespace of “tenant 2” and request a token for themselves. Accordingly, delegation of authority is accomplished by identifying “who” can do “what” to “whom.” As yet another example, a first user working for a first organization (“tenant 1”) may allow a second user working for a second organization (“tenant 2”) to have access to a document hosted by a third organization (“tenant 3”).

In one example, a client in “tenant 1” may request an access token for a user in “tenant 2” to access an application in “tenant 3”. The client may do so by invoking an OAuth request for the token by going to “http://tenant3/oauth/token”. The client identifies itself as a client that lives in “tenant 1” by including a “client assertion” in the request. The client assertion includes a client ID (e.g., “client 1”) and the client tenancy “tenant 1”. As “client 1” in “tenant 1”, the client has the right to invoke a request for a token on “tenant 3”, and the client wants the token for a user in “tenant 2”. Accordingly, a “user assertion” is also passed as part of the same HTTP request. The access token that is generated will be issued in the context of the target tenancy which is the application tenancy (“tenant 3”) and will include the user tenancy (“tenant 2”).

In one embodiment, in the data tier, each tenant is implemented as a separate stripe. From a data management perspective, artifacts live in a tenant. From a service perspective, a service knows how to work with different tenants, and the multiple tenancies are different dimensions in the business function of a service. FIG. 8 illustrates an example system 800 implementing multiple tenancies in an embodiment. System 800 includes a client 802 that requests a service provided by a microservice 804 that understands how to work with data in a database 806. The database includes multiple tenants 808 and each tenant includes the artifacts of the corresponding tenancy. In one embodiment, microservice 804 is an OAuth microservice requested through https://tenant3/oauth/token for getting a token. The function of the OAuth microservice is performed in microservice 804 using data from database 806 to verify that the request of client 802 is legitimate, and if it is legitimate, use the data from different tenancies 808 to construct the token. Accordingly, system 800 is multi-tenant in that it can work in a cross-tenant environment by not only supporting services coming into each tenancy, but also supporting services that can act on behalf of different tenants.

System 800 is advantageous since microservice 804 is physically decoupled from the data in database 806, and by replicating the data across locations that are closer to the client, microservice 804 can be provided as a local service to the clients and system 800 can manage the availability of the service and provide it globally.

In one embodiment, microservice 804 is stateless, meaning that the machine that runs microservice 804 does not maintain any markers pointing the service to any specific tenants. Instead, a tenancy may be marked, for example, on the host portion of a URL of a request that comes in. That tenancy points to one of tenants 808 in database 806. When supporting a large number of tenants (e.g., millions of tenants), microservice 804 cannot have the same number of connections to database 806, but instead uses a connection pool 810 which provides the actual physical connections to database 806 in the context of a database user.

Generally, connections are built by supplying an underlying driver or provider with a connection string, which is used to address a specific database or server and to provide instance and user authentication credentials (e.g., “Server=sql_box;Database=Common;User ID=uid;Pwd=password;”). Once a connection has been built, it can be opened and closed, and properties (e.g., the command time-out length, or transaction, if one exists) can be set. The connection string includes a set of key-value pairs, dictated by the data access interface of the data provider. A connection pool is a cache of database connections maintained so that the connections can be reused when future requests to a database are required. In connection pooling, after a connection is created, it is placed in the pool and it is used again so that a new connection does not have to be established. For example, when there needs to be ten connections between microservice 804 and database 808, there will be ten open connections in connection pool 810, all in the context of a database user (e.g., in association with a specific database user, e.g., who is the owner of that connection, whose credentials are being validated, is it a database user, is it a system credential, etc.).

The connections in connection pool 810 are created for a system user that can access anything. Therefore, in order to correctly handle auditing and privileges by microservice 804 processing requests on behalf of a tenant, the database operation is performed in the context of a “proxy user” 812 associated with the schema owner assigned to the specific tenant. This schema owner can access only the tenancy that the schema was created for, and the value of the tenancy is the value of the schema owner. When a request is made for data in database 806, microservice 804 uses the connections in connection pool 810 to provide that data. Accordingly, multi-tenancy is achieved by having stateless, elastic middle tier services process incoming requests in the context of (e.g., in association with) the tenant-specific data store binding established on a per request basis on top of the data connection created in the context of (e.g., in association with) the data store proxy user associated with the resource tenancy, and the database can scale independently of the services.

The following provides an example functionality for implementing proxy user 812:

  dbOperation = <prepare DB command to execute> dbConnection = getDBConnectionFromPool( ) dbConnection.setProxyUser (resourceTenant) result = dbConnection.executeOperation (dbOperation) In this functionality, microservice 804 sets the “Proxy User” setting on the connection pulled from connection pool 810 to the “Tenant,” and performs the database operation in the context of the tenant while using the database connection in connection pool 810.

When striping every table to configure different columns in a same database for different tenants, one table may include all tenants' data mixed together. In contrast, one embodiment provides a tenant-driven data tier. The embodiment does not stripe the same database for different tenants, but instead provides a different physical database per tenant. For example, multi-tenancy may be implemented by using a pluggable database (e.g., Oracle Database 12c from Oracle Corp.) where each tenant is allocated a separate partition. At the data tier, a resource manager processes the request and then asks for the data source for the request (separate from metadata). The embodiment performs runtime switch to a respective data source/store per request. By isolating each tenant's data from the other tenants, the embodiment provides improved data security.

In one embodiment, various tokens codify different tenancies. A URL token may identify the tenancy of the application that requests a service. An identity token may codify the identity of a user that is to be authenticated. An access token may identify multiple tenancies. For example, an access token may codify the tenancy that is the target of such access (e.g., an application tenancy) as well as the user tenancy of the user that is given access. A client assertion token may identify a client ID and the client tenancy. A user-assertion token may identify the user and the user tenancy.

In one embodiment, an identity token includes at least a claim/statement indicating the user tenant name (i.e., where the user lives). A “claim” (as used by one of ordinary skill in the security field) in connection with authorization tokens is a statement that one subject makes about itself or another subject. The statement can be about a name, identity, key, group, privilege, or capability, for example. Claims are issued by a provider, and they are given one or more values and then packaged in security tokens that are issued by an issuer, commonly known as a security token service (“STS”).

In one embodiment, an access token includes at least a claim/statement indicating the resource tenant name at the time the request for the access token was made (e.g., the customer), a claim indicating the user tenant name, a claim indicating the name of the OAuth client making the request, and a claim indicating the client tenant name. In one embodiment, an access token may be implemented according to the following JSON functionality:

  { ...  “ tok_type ” : “AT”,  “user_id” : “testuser”,  “user_tenantname” : “<value-of-identity-tenant>”  “tenant” : “<value-of-resource-tenant>”  “client_id” : “testclient”,  “client_tenantname”: “<value-of-client-tenant>” ... }

In one embodiment, a client assertion token includes at least a claim indicating the client tenant name, and a claim indicating the name of the OAuth client making the request.

The tokens and/or multiple tenancies described herein may be implemented in any multi-tenant cloud-based service other than IDCS. For example, the tokens and/or multiple tenancies described herein may be implemented in SaaS or Enterprise Resource Planning (“ERP”) services.

FIG. 9 is a block diagram of a network view 900 of IDCS in one embodiment. FIG. 9 illustrates network interactions that are performed in one embodiment between application “zones” 904. Applications are broken into zones based on the required level of protection and the implementation of connections to various other systems (e.g., SSL zone, no SSL zone, etc.). Some application zones provide services that require access from the inside of IDCS, while some application zones provide services that require access from the outside of IDCS, and some are open access. Accordingly, a respective level of protection is enforced for each zone.

In the embodiment of FIG. 9, service to service communication is performed using HTTP requests. In one embodiment, IDCS uses the access tokens described herein not only to provide services but also to secure access to and within IDCS itself. In one embodiment, IDCS microservices are exposed through RESTful interfaces and secured by the tokens described herein.

In the embodiment of FIG. 9, any one of a variety of applications/services 902 may make HTTP calls to IDCS APIs to use IDCS services. In one embodiment, the HTTP requests of applications/services 902 go through an Oracle Public Cloud Load Balancing External Virtual IP address (“VIP”) 906 (or other similar technologies), a public cloud web routing tier 908, and an IDCS Load Balancing Internal VIP appliance 910 (or other similar technologies), to be received by IDCS web routing tier 912. IDCS web routing tier 912 receives the requests coming in from the outside or from the inside of IDCS and routes them across either an IDCS platform services tier 914 or an IDCS infrastructure services tier 916. IDCS platform services tier 914 includes IDCS microservices that are invoked from the outside of IDCS, such as Open ID Connect, OAuth, SAML, SCIM, etc. IDCS infrastructure services tier 916 includes supporting microservices that are invoked from the inside of IDCS to support the functionality of other IDCS microservices. Examples of IDCS infrastructure microservices are UI, SSO, reports, cache, job scheduler, service manager, functionality for making keys, etc. An IDCS cache tier 926 supports caching functionality for IDCS platform services tier 914 and IDCS infrastructure services tier 916.

By enforcing security both for outside access to IDCS and within IDCS, customers of IDCS can be provided with outstanding security compliance for the applications they run.

In the embodiment of FIG. 9, other than the data tier 918 which communicates based on Structured Query Language (“SQL”) and the ID store tier 920 that communicates based on LDAP, OAuth protocol is used to protect the communication among IDCS components (e.g., microservices) within IDCS, and the same tokens that are used for securing access from the outside of IDCS are also used for security within IDCS. That is, web routing tier 912 uses the same tokens and protocols for processing the requests it receives regardless of whether a request is received from the outside of IDCS or from the inside of IDCS. Accordingly, IDCS provides a single consistent security model for protecting the entire system, thereby allowing for outstanding security compliance since the fewer security models implemented in a system, the more secure the system is.

In the IDCS cloud environment, applications communicate by making network calls. The network call may be based on an applicable network protocol such as HTTP, Transmission Control Protocol (“TCP”), User Datagram Protocol (“UDP”), etc. For example, an application “X” may communicate with an application “Y” based on HTTP by exposing application “Y” as an HTTP Uniform Resource Locator (“URL”). In one embodiment, “Y” is an IDCS microservice that exposes a number of resources each corresponding to a capability. When “X” (e.g., another IDCS microservice) needs to call “Y”, it constructs a URL that includes “Y” and the resource/capability that needs to be invoked (e.g., https:/host/Y/resource), and makes a corresponding REST call which goes through web routing tier 912 and gets directed to “Y”.

In one embodiment, a caller outside the IDCS may not need to know where “Y” is, but web routing tier 912 needs to know where application “Y” is running. In one embodiment, IDCS implements discovery functionality (implemented by an API of OAuth service) to determine where each application is running so that there is no need for the availability of static routing information.

In one embodiment, an enterprise manager (“EM”) 922 provides a “single pane of glass” that extends on-premise and cloud-based management to IDCS. In one embodiment, a “Chef” server 924 which is a configuration management tool from Chef Software, Inc., provides configuration management functionality for various IDCS tiers. In one embodiment, a service deployment infrastructure and/or a persistent stored module 928 may send OAuth2 HTTP messages to IDCS web routing tier 912 for tenant lifecycle management operations, public cloud lifecycle management operations, or other operations. In one embodiment, IDCS infrastructure services tier 916 may send ID/password HTTP messages to a public cloud notification service 930 or a public cloud storage service 932.

Cloud Access Control—SSO

One embodiment supports lightweight cloud standards for implementing a cloud scale SSO service. Examples of lightweight cloud standards are HTTP, REST, and any standard that provides access through a browser (since a web browser is lightweight). On the contrary, SOAP is an example of a heavy cloud standard which requires more management, configuration, and tooling to build a client with. The embodiment uses Open ID Connect semantics for applications to request user authentication against IDCS. The embodiment uses lightweight HTTP cookie-based user session tracking to track user's active sessions at IDCS without statefull server-side session support. The embodiment uses JWT-based identity tokens for applications to use in mapping an authenticated identity back to their own local session. The embodiment supports integration with federated identity management systems, and exposes SAML IDP support for enterprise deployments to request user authentication against IDCS.

FIG. 10 is a block diagram 1000 of a system architecture view of SSO functionality in IDCS in one embodiment. The embodiment enables client applications to leverage standards-based web protocols to initiate user authentication flows. Applications requiring SSO integration with a cloud system may be located in enterprise data centers, in remote partner data centers, or even operated by a customer on-premise. In one embodiment, different IDCS platform services implement the business of SSO, such as OpenID Connect for processing login/logout requests from connected native applications (i.e., applications utilizing OpenID Connect to integrate with IDCS); SAML IDP service for processing browser-based login/logout requests from connected applications; SAML SP service for orchestrating user authentication against an external SAML IDP; and an internal IDCS SSO service for orchestrating end user login ceremony including local or federated login flows, and for managing IDCS host session cookie. Generally, HTTP works either with a form or without a form. When it works with a form, the form is seen within a browser. When it works without a form, it functions as a client to server communication. Both Open ID Connect and SAML require the ability to render a form, which may be accomplished by presence of a browser or virtually performed by an application that acts as if there is a browser. In one embodiment, an application client implementing user authentication/SSO through IDCS needs to be registered in IDCS as an OAuth2 client and needs to obtain client identifier and credentials (e.g., ID/password, ID/certificate, etc.).

The example embodiment of FIG. 10 includes three components/microservices that collectively provide login capabilities, including two platform microservices: OAuth2 1004 and SAML2 1006, and one infrastructure microservice: SSO 1008. In the embodiment of FIG. 10, IDCS provides an “Identity Metasystem” in which SSO services 1008 are provided over different types of applications, such as browser based web or native applications 1010 requiring 3-legged OAuth flow and acting as an Open ID Connect relaying party (“RP,” an application that outsources its user authentication function to an IDP), native applications 1011 requiring 2-legged OAuth flow and acting as an OpenID Connect RP, and web applications 1012 acting as a SAML SP.

Generally, an Identity Metasystem is an interoperable architecture for digital identity, allowing for employing a collection of digital identities based on multiple underlying technologies, implementations, and providers. LDAP, SAML, and OAuth are examples of different security standards that provide identity capability and can be the basis for building applications, and an Identity Metasystem may be configured to provide a unified security system over such applications. The LDAP security model specifies a specific mechanism for handling identity, and all passes through the system are to be strictly protected. SAML was developed to allow one set of applications securely exchange information with another set of applications that belong to a different organization in a different security domain. Since there is no trust between the two applications, SAML was developed to allow for one application to authenticate another application that does not belong to the same organization. OAuth provides Open ID Connect that is a lightweight protocol for performing web based authentication.

In the embodiment of FIG. 10, when an OpenID application 1010 connects to an Open ID server in IDCS, its “channels” request SSO service. Similarly, when a SAML application 1012 connects to a SAML server in IDCS, its “channels” also request SSO service. In IDCS, a respective microservice (e.g., an OpenID microservice 1004 and a SAML microservice 1006) will handle each of the applications, and these microservices request SSO capability from SSO microservice 1008. This architecture can be expanded to support any number of other security protocols by adding a microservice for each protocol and then using SSO microservice 1008 for SSO capability. SSO microservice 1008 issues the sessions (i.e., an SSO cookie 1014 is provided) and is the only system in the architecture that has the authority to issue a session. An IDCS session is realized through the use of SSO cookie 1014 by browser 1002. Browser 1002 also uses a local session cookie 1016 to manage its local session.

In one embodiment, for example, within a browser, a user may use a first application based on SAML and get logged in, and later use a second application built with a different protocol such as OAuth. The user is provided with SSO on the second application within the same browser. Accordingly, the browser is the state or user agent and maintains the cookies.

In one embodiment, SSO microservice 1008 provides login ceremony 1018, ID/password recovery 1020, first time login flow 1022, an authentication manager 1024, an HTTP cookie manager 1026, and an event manager 1028. Login ceremony 1018 implements SSO functionality based on customer settings and/or application context, and may be configured according to a local form (i.e., basic Auth), an external SAML IDP, an external OIDC IDP, etc. ID/password recovery 1020 is used to recover a user's ID and/or password. First time login flow 1022 is implemented when a user logs in for the first time (i.e., an SSO session does not yet exist). Authentication manager 1024 issues authentication tokens upon successful authentication. HTTP cookie manager 1026 saves the authentication token in an SSO cookie. Event manager 1028 publishes events related to SSO functionality.

In one embodiment, interactions between OAuth microservice 1004 and SSO microservice 1008 are based on browser redirects so that SSO microservice 1008 challenges the user using an HTML form, validates credentials, and issues a session cookie.

In one embodiment, for example, OAuth microservice 1004 may receive an authorization request from browser 1002 to authenticate a user of an application according to 3-legged OAuth flow. OAuth microservice 1004 then acts as an OIDC provider 1030, redirects browser 1002 to SSO microservice 1008, and passes along application context. Depending on whether the user has a valid SSO session or not, SSO microservice 1008 either validates the existing session or performs a login ceremony. Upon successful authentication or validation, SSO microservice 1008 returns authentication context to OAuth microservice 1004. OAuth microservice 1004 then redirects browser 1002 to a callback URL with an authorization (“AZ”) code. Browser 1002 sends the AZ code to OAuth microservice 1004 to request the required tokens 1032. Browser 1002 also includes its client credentials (obtained when registering in IDCS as an OAuth2 client) in the HTTP authorization header. OAuth microservice 1004 in return provides the required tokens 1032 to browser 1002. In one embodiment, tokens 1032 provided to browser 1002 include JW identity and access tokens signed by the IDCS OAuth2 server. Further details of this functionality are disclosed below with reference to FIG. 11.

In one embodiment, for example, OAuth microservice 1004 may receive an authorization request from a native application 1011 to authenticate a user according to a 2-legged OAuth flow. In this case, an authentication manager 1034 in OAuth microservice 1004 performs the corresponding authentication (e.g., based on ID/password received from a client 1011) and a token manager 1036 issues a corresponding access token upon successful authentication.

In one embodiment, for example, SAML microservice 1006 may receive an SSO POST request from a browser to authenticate a user of a web application 1012 that acts as a SAML SP. SAML microservice 1006 then acts as a SAML IDP 1038, redirects browser 1002 to SSO microservice 1008, and passes along application context. Depending on whether the user has a valid SSO session or not, SSO microservice 1008 either validates the existing session or performs a login ceremony. Upon successful authentication or validation, SSO microservice 1008 returns authentication context to SAML microservice 1006. SAML microservice then redirects to the SP with required tokens.

In one embodiment, for example, SAML microservice 1006 may act as a SAML SP 1040 and go to a remote SAML IDP 1042 (e.g., an active directory federation service (“ADFS”)). One embodiment implements the standard SAML/AD flows. In one embodiment, interactions between SAML microservice 1006 and SSO microservice 1008 are based on browser redirects so that SSO microservice 1008 challenges the user using an HTML form, validates credentials, and issues a session cookie.

In one embodiment, the interactions between a component within IDCS (e.g., 1004, 1006, 1008) and a component outside IDCS (e.g., 1002, 1011, 1042) are performed through firewalls 1044.

Login/Logout Flow

FIG. 11 is a message sequence flow 1100 of SSO functionality provided by IDCS in one embodiment. When a user uses a browser 1102 to access a client 1106 (e.g., a browser-based application or a mobile/native application), Cloud Gate 1104 acts as an application enforcement point and enforces a policy defined in a local policy text file. If Cloud Gate 1104 detects that the user has no local application session, it requires the user to be authenticated. In order to do so, Cloud Gate 1104 redirects browser 1102 to OAuth2 microservice 1110 to initiate OpenID Connect login flow against the OAuth2 microservice 1110 (3-legged AZ Grant flow with scopes=“openid profile”).

The request of browser 1102 traverses IDCS routing tier web service 1108 and Cloud Gate 1104 and reaches OAuth2 microservice 1110. OAuth2 microservice 1110 constructs the application context (i.e., metadata that describes the application, e.g., identity of the connecting application, client ID, configuration, what the application can do, etc.), and redirects browser 1102 to SSO microservice 1112 to log in.

If the user has a valid SSO session, SSO microservice 1112 validates the existing session without starting a login ceremony. If the user does not have a valid SSO session (i.e., no session cookie exists), the SSO microservice 1112 initiates the user login ceremony in accordance with customer's login preferences (e.g., displaying a branded login page). In order to do so, the SSO microservice 1112 redirects browser 1102 to a login application service 1114 implemented in JavaScript. Login application service 1114 provides a login page in browser 1102. Browser 1102 sends a REST POST to the SSO microservice 1112 including login credentials. The SSO microservice 1112 generates an access token and sends it to Cloud Gate 1104 in a REST POST. Cloud Gate 1104 sends the authentication information to Admin SCIM microservice 1116 to validate the user's password. Admin SCIM microservice 1116 determines successful authentication and sends a corresponding message to SSO microservice 1112.

In one embodiment, during the login ceremony, the login page does not display a consent page, as “login” operation requires no further consent. Instead, a privacy policy is stated on the login page, informing the user about certain profile attributes being exposed to applications. During the login ceremony, the SSO microservice 1112 respects customer's IDP preferences, and if configured, redirects to the IDP for authentication against the configured IDP.

Upon successful authentication or validation, SSO microservice 1112 redirects browser 1102 back to OAuth2 microservice 1110 with the newly created/updated SSO host HTTP cookie (e.g., the cookie that is created in the context of the host indicated by “HOSTURL”) containing the user's authentication token. OAuth2 microservice 1110 returns AZ Code (e.g., an OAuth concept) back to browser 1102 and redirects to Cloud Gate 1104. Browser 1102 sends AZ Code to Cloud Gate 1104, and Cloud Gate 1104 sends a REST POST to OAuth2 microservice 1110 to request the access token and the identity token. Both tokens are scoped to OAuth microservice 1110 (indicated by the audience token claim). Cloud Gate 1104 receives the tokens from OAuth2 microservice 1110.

Cloud Gate 1104 uses the identity token to map the user's authenticated identity to its internal account representation, and it may save this mapping in its own HTTP cookie. Cloud Gate 1104 then redirects browser 1102 to client 1106. Browser 1102 then reaches client 1106 and receives a corresponding response from client 1106. From this point on, browser 1102 can access the application (i.e., client 1106) seamlessly for as long as the application's local cookie is valid. Once the local cookie becomes invalid, the authentication process is repeated.

Cloud Gate 1104 further uses the access token received in a request to obtain “userinfo” from OAuth2 microservice 1110 or the SCIM microservice. The access token is sufficient to access the “userinfo” resource for the attributes allowed by the “profile” scope. It is also sufficient to access “/me” resources via the SCIM microservice. In one embodiment, by default, the received access token is only good for user profile attributes that are allowed under the “profile” scope. Access to other profile attributes is authorized based on additional (optional) scopes submitted in the AZ grant login request issued by Cloud Gate 1104.

When the user accesses another OAuth2 integrated connecting application, the same process repeats.

In one embodiment, the SSO integration architecture uses a similar OpenID Connect user authentication flow for browser-based user logouts. In one embodiment, a user with an existing application session accesses Cloud Gate 1104 to initiate a logout. Alternatively, the user may have initiated the logout on the IDCS side. Cloud Gate 1104 terminates the application-specific user session, and initiates OAuth2 OpenID Provider (“OP”) logout request against OAuth2 microservice 1110. OAuth2 microservice 1110 redirects to SSO microservice 1112 that kills the user's host SSO cookie. SSO microservice 1112 initiates a set of redirects (OAuth2 OP and SAML IDP) against known logout endpoints as tracked in user's SSO cookie.

In one embodiment, if Cloud Gate 1104 uses SAML protocol to request user authentication (e.g., login), a similar process starts between the SAML microservice and SSO microservice 1112.

Cloud Cache

One embodiment provides a service/capability referred to as Cloud Cache. Cloud Cache is provided in IDCS to support communication with applications that are LDAP based (e.g., email servers, calendar servers, some business applications, etc.) since IDCS does not communicate according to LDAP while such applications are configured to communicate only based on LDAP. Typically, cloud directories are exposed via REST APIs and do not communicate according to the LDAP protocol. Generally, managing LDAP connections across corporate firewalls requires special configurations that are difficult to set up and manage.

To support LDAP based applications, Cloud Cache translates LDAP communications to a protocol suitable for communication with a cloud system. Generally, an LDAP based application uses a database via LDAP. An application may be alternatively configured to use a database via a different protocol such as SQL. However, LDAP provides a hierarchical representation of resources in tree structures, while SQL represents data as tables and fields. Accordingly, LDAP may be more desirable for searching functionality, while SQL may be more desirable for transactional functionality.

In one embodiment, services provided by IDCS may be used in an LDAP based application to, for example, authenticate a user of the applications (i.e., an identity service) or enforce a security policy for the application (i.e., a security service). In one embodiment, the interface with IDCS is through a firewall and based on HTTP (e.g., REST). Typically, corporate firewalls do not allow access to internal LDAP communication even if the communication implements Secure Sockets Layer (“SSL”), and do not allow a TCP port to be exposed through the firewall. However, Cloud Cache translates between LDAP and HTTP to allow LDAP based applications reach services provided by IDCS, and the firewall will be open for HTTP.

Generally, an LDAP directory may be used in a line of business such as marketing and development, and defines users, groups, works, etc. In one example, a marketing and development business may have different targeted customers, and for each customer, may have their own applications, users, groups, works, etc. Another example of a line of business that may run an LDAP cache directory is a wireless service provider. In this case, each call made by a user of the wireless service provider authenticates the user's device against the LDAP directory, and some of the corresponding information in the LDAP directory may be synchronized with a billing system. In these examples, LDAP provides functionality to physically segregate content that is being searched at runtime.

In one example, a wireless service provider may handle its own identity management services for their core business (e.g., regular calls), while using services provided by IDCS in support of a short term marketing campaign. In this case, Cloud Cache “flattens” LDAP when it has a single set of users and a single set of groups that it runs against the cloud. In one embodiment, any number of Cloud Caches may be implemented in IDCS.

Distributed Data Grid

In one embodiment, the cache cluster in IDCS is implemented based on a distributed data grid, as disclosed, for example, in U.S. Pat. Pub. No. 2016/0092540, the disclosure of which is hereby incorporated by reference. A distributed data grid is a system in which a collection of computer servers work together in one or more clusters to manage information and related operations, such as computations, within a distributed or clustered environment. A distributed data grid can be used to manage application objects and data that are shared across the servers. A distributed data grid provides low response time, high throughput, predictable scalability, continuous availability, and information reliability. In particular examples, distributed data grids, such as, e.g., the Oracle Coherence data grid from Oracle Corp., store information in-memory to achieve higher performance, and employ redundancy in keeping copies of that information synchronized across multiple servers, thus ensuring resiliency of the system and continued availability of the data in the event of failure of a server.

In one embodiment, IDCS implements a distributed data grid such as Coherence so that every microservice can request access to shared cache objects without getting blocked. Coherence is a proprietary Java-based in-memory data grid, designed to have better reliability, scalability, and performance than traditional relational database management systems. Coherence provides a peer to peer (i.e., with no central manager), in-memory, distributed cache.

FIG. 12 illustrates an example of a distributed data grid 1200 which stores data and provides data access to clients 1250 and implements embodiments of the invention. A “data grid cluster”, or “distributed data grid”, is a system comprising a plurality of computer servers (e.g., 1220 a, 1220 b, 1220 c, and 1220 d) which work together in one or more clusters (e.g., 1200 a, 1200 b, 1200 c) to store and manage information and related operations, such as computations, within a distributed or clustered environment. While distributed data grid 1200 is illustrated as comprising four servers 1220 a, 1220 b, 1220 c, 1220 d, with five data nodes 1230 a, 1230 b, 1230 c, 1230 d, and 1230 e in a cluster 1200 a, the distributed data grid 1200 may comprise any number of clusters and any number of servers and/or nodes in each cluster. In an embodiment, distributed data grid 1200 implements the present invention.

As illustrated in FIG. 12, a distributed data grid provides data storage and management capabilities by distributing data over a number of servers (e.g., 1220 a, 1220 b, 1220 c, and 1220 d) working together. Each server of the data grid cluster may be a conventional computer system such as, for example, a “commodity x86” server hardware platform with one to two processor sockets and two to four CPU cores per processor socket. Each server (e.g., 1220 a, 1220 b, 1220 c, and 1220 d) is configured with one or more CPUs, Network Interface Cards (“NIC”), and memory including, for example, a minimum of 4 GB of RAM up to 64 GB of RAM or more. Server 1220 a is illustrated as having CPU 1222 a, Memory 1224 a, and NIC 1226 a (these elements are also present but not shown in the other Servers 1220 b, 1220 c, 1220 d). Optionally, each server may also be provided with flash memory (e.g., SSD 1228 a) to provide spillover storage capacity. When provided, the SSD capacity is preferably ten times the size of the RAM. The servers (e.g., 1220 a, 1220 b, 1220 c, 1220 d) in a data grid cluster 1200 a are connected using high bandwidth NICs (e.g., PCI-X or PCIe) to a high-performance network switch 1220 (for example, gigabit Ethernet or better).

A cluster 1200 a preferably contains a minimum of four physical servers to avoid the possibility of data loss during a failure, but a typical installation has many more servers. Failover and failback are more efficient the more servers that are present in each cluster and the impact of a server failure on a cluster is lessened. To minimize communication time between servers, each data grid cluster is ideally confined to a single switch 1202 which provides single hop communication between servers. A cluster may thus be limited by the number of ports on the switch 1202. A typical cluster will therefore include between 4 and 96 physical servers.

In most Wide Area Network (“WAN”) configurations of a distributed data grid 1200, each data center in the WAN has independent, but interconnected, data grid clusters (e.g., 1200 a, 1200 b, and 1200 c). A WAN may, for example, include many more clusters than shown in FIG. 12. Additionally, by using interconnected but independent clusters (e.g., 1200 a, 1200 b, 1200 c) and/or locating interconnected, but independent, clusters in data centers that are remote from one another, the distributed data grid can secure data and service to clients 1250 against simultaneous loss of all servers in one cluster caused by a natural disaster, fire, flooding, extended power loss, and the like.

One or more nodes (e.g., 1230 a, 1230 b, 1230 c, 1230 d and 1230 e) operate on each server (e.g., 1220 a, 1220 b, 1220 c, 1220 d) of a cluster 1200 a. In a distributed data grid, the nodes may be, for example, software applications, virtual machines, or the like, and the servers may comprise an operating system, hypervisor, or the like (not shown) on which the node operates. In an Oracle Coherence data grid, each node is a Java virtual machine (“JVM”). A number of JVMs/nodes may be provided on each server depending on the CPU processing power and memory available on the server. JVMs/nodes may be added, started, stopped, and deleted as required by the distributed data grid. JVMs that run Oracle Coherence automatically join and cluster when started. JVMs/nodes that join a cluster are called cluster members or cluster nodes.

Each client or server includes a bus or other communication mechanism for communicating information, and a processor coupled to bus for processing information. The processor may be any type of general or specific purpose processor. Each client or server may further include a memory for storing information and instructions to be executed by processor. The memory can be comprised of any combination of random access memory (“RAM”), read only memory (“ROM”), static storage such as a magnetic or optical disk, or any other type of computer readable media. Each client or server may further include a communication device, such as a network interface card, to provide access to a network. Therefore, a user may interface with each client or server directly, or remotely through a network, or any other method.

Computer readable media may be any available media that can be accessed by processor and includes both volatile and non-volatile media, removable and non-removable media, and communication media. Communication media may include computer readable instructions, data structures, program modules, or other data in a modulated data signal such as a carrier wave or other transport mechanism, and includes any information delivery media.

The processor may further be coupled via bus to a display, such as a Liquid Crystal Display (“LCD”). A keyboard and a cursor control device, such as a computer mouse, may be further coupled to bus to enable a user to interface with each client or server.

In one embodiment, the memory stores software modules that provide functionality when executed by the processor. The modules include an operating system that provides operating system functionality each client or server. The modules may further include a cloud identity management module for providing cloud identity management functionality, and all other functionality disclosed herein.

The clients may access a web service such as a cloud service. The web service may be implemented on a WebLogic Server from Oracle Corp. in one embodiment. In other embodiments, other implementations of a web service can be used. The web service accesses a database which stores cloud data.

REST-Based Declarative Policy Management

Embodiments provide a policy engine that supports declarative policies. The policy engine allows IDCS tenants to use APIs or use an administrator (“admin”) console UI to configure custom policies that meet their organization's requirements, without requiring any custom code, such as custom Java code, to be written. In one embodiment, policies configured via APIs or via the admin console UI are evaluated at run-time. Embodiments provide corresponding data models, API interfaces, policy and rule engines, and rules, as described below. Embodiments are REST-based and allow for data to be retrieved dynamically while a policy is being evaluated. In some embodiments, a developer may extend the functions implemented in the policies, for example, by writing their own functions. In some embodiments, “attribute retrievers” are implemented to enable dynamic retrieval of data based on attributes. In some embodiments, the policy engine is implemented as a common component of IDCS that is shared by all IDCS microservices. In some embodiments, the policy engine is implemented as a separate IDCS microservice, and SCIM-based REST APIs are provided for policy evaluation and for creating the required policy artifacts for policy management.

Generally, IAM functionality may incorporate different types of policies such as authentication/login policies, password policies, federation policies, multi-factor authentication policies, application policies, provisioning policies, trust policies, etc. Policies broadly fit within either the access management category (e.g., login policies, multi-factor authentication policies, trust policies, etc.) or the identity management category (e.g., password policies, ID synchronization policies, user provisioning policies, etc.). One embodiment applies policy-based decisions at various points in the user/system flows. In one embodiment, policies may be associated with a specific resource or may be associated with a container (e.g., a tenant) holding a resource. Examples of a resource include an application, an application role, an email template, a compute account, a storage account, a database, a key vault, a virtual network, a virtual machine, a PaaS service instance, a web application, etc.

FIG. 13 is a block diagram of an example data model 1300 implemented by the embodiments for declarative policy management. As shown in FIG. 13, data model 1300 defines five resource types for implementing declarative policies: policy type 1302, policy 1304, rule 1306, condition group 1308, and condition 1310. Policy types are global resources that define the behavior of policies, rules, condition groups, and conditions. Policies, rules, condition groups, and conditions are per-tenant resources configured based on tenant requirements and a corresponding selected policy type. Each policy includes an ordered list of rules and is assigned to a resource 1314 (a container or an application). Each rule defines an “IF condition or condition group THEN return value(s)” statement. Each rule, when evaluated, returns some result (e.g., return value 1312) if its associated condition or condition group evaluates to True. Each condition group includes two or more conditions. Each condition defines a relationship between an attribute name, an operator, and an attribute value as “<attribute name><operator><attribute value>”. Each policy and each rule is defined as an instance of a corresponding policy type.

More specifically, a policy type is an artifact that captures the contract between the policy engine and a caller of the policy engine. One embodiment provides a schema/structure to define such contracts so that any module can define policy types specific to their functionalities. For example, if the SSO microservice needs to uptake the policy engine to configure sign-on policies, it can define a corresponding policy type. Similarly, if the application provisioning microservice wants to uptake the policy engine to generate attribute values for an account, it can define a corresponding policy type. Accordingly, any IDCS component/microservice may write a policy type file as per their desired functionality and then start configuring policies/rules/conditions, and no code change is required to uptake the policy engine. With reference to FIG. 6, in one embodiment, the policy type is stored in global database 620.

Policy types are global artifacts that specify metadata that determine the run-time behavior of a given policy that references the policy type. Policy types live in the IDCS global namespace and are defined by development personnel when a need arises for a new type of policy. Examples of policy types include attribute value generation, username generation, email generation, sign-on, trust, account correlation, etc. Each policy type may identify allowed input attributes, allowed output attributes, allowed functions, and whether to stop on a first deny/rule/condition match. For example, for a login policy, the allowed inputs may be the user ID, what application the user is trying to log into, contextual data such as the time of day, what IP address the user is logging in from, what network is the user logging in from, etc. In contrast, for another policy type such as username generation, client IP address may not be needed as an input, but first name, last name, street address, etc., may be needed as inputs. Also, each policy type has defined outputs which are what it returns, such as deny access to an application.

In one embodiment, the metadata specified by a policy type may include:

-   -   id: globally unique identifier (“GUID”)     -   name: unique name     -   description: policy type description     -   operationsThatTrigger: list of operations a policy of this type         can be evaluated on (e.g., sign-on, application access, etc.)     -   resourceTypesCanBeAssignedTo: list of resource types a policy of         this type can be assigned to (e.g., application, container,         etc.)     -   stopEvaluationOnFirstDenyRuleMatch: if True, stop         policy/rule/condition evaluation when first rule returns         “Deny=True”     -   stopEvaluationOnFirstConditionMatch: if True, stop         policy/rule/condition evaluation when first condition returns         True     -   stopEvaluationOnFirstRuleMatch: if True, stop         policy/rule/condition evaluation when first rule returns         non-null value     -   allowedFunctions: list of functions that can be used in         conditions and return values (e.g., concat, indexof, etc.)     -   allowMultipleReturnAttributes: if True, policy of this type can         return more than one return value     -   allowedTopPathElements: list of attributes, resource types, or         resource IDs that can be passed as input to and/or referenced in         a policy of this type's conditions, such as:         -   name         -   type: e.g., attribute, resource type, resource ID, etc.         -   dataType: (required if type is “attribute”) e.g., string,             Boolean, integer, date, time, etc.         -   resourceType: (required if type is “resourceType”) e.g.,             user, group, etc.         -   attribute RetreiverClassName: (optional if type is             “attribute”) the specified class name needs to implement             policyengine.handler.api.AttributeRetreiver interface which             will be invoked by the policy engine at run-time to retrieve             this attribute's value if the attribute is referenced in at             least one of the policy's conditions     -   allowedReturnPathElements: list of attributes, resource types,         or resource IDs that can be returned as output by rules of a         policy of this type         -   name         -   type: e.g., attribute, resource type, resource ID, etc.         -   dataType: (required if type is “attribute”) e.g., string,             Boolean, integer, date, time, etc.         -   resourceType: (required if type is “resourceType”) e.g.,             user, group, etc.         -   MultiValued: indicates the attribute's plurality         -   PolicyType schema: the following functionality provides an             example of this schema in one embodiment.

  {   “attributes”: [     {“name”: “externalId” ...},     {“name”: “name”... },     {“name”: “description”...},     {“name”: “locked”...},     {“name”: “operationsThatTrigger”...},     {“name”: “resourceTypesCanBeAssignedTo”...},     {“name”: “stopEvaluationOnFirstDenyRuleMatch”...}     {“name”: “stopEvaluationOnFirstRuleMatch”...},     {“name”: “stopEvaluationOnFirstConditionMatch”...},     {“name”: “allowedFunctions”...},     {“name”: “autoGenerateOutput”...},     {“name”: “canPolicyBeGroovy”...},     {“name”: “canRuleBeGroovy”...},     {“name”: “canReturnBeGroovy”...},     {“name”: “allowMultipleReturnAttributes”...},     {“name”: “validationHandlerClassName”...},     {“name”: “allowedTopPathElements”...},     {“name”: “allowedReturnPathElements”...}   ],   “description”: “Policy Type resource. Common configuration for groups of policies.”,   “id”: “urn : ietf: params : scim : schemas : oracle: idcs : PolicyType”,   “meta”: {“location”: “/V2/Schemas/urn : ietf : params : scim : schemas : oracle : idcs : PolicyType”...},   “name”: “PolicyType”,   “schemas”: [...] }

The following functionality provides an example of an attribute value generation policy type in one embodiment.

  { “name” : “Attribute Value Generation Policy Type”, “id”: “AttributeValueGenerationPolicyTypeId”, “description”: “Policy for Attribute Value Generation for Managed Objects”, “idcsPreventedOperations”: [  “delete” ], “stopEvaluationOnFirstRuleMatch”: false, “stopEvaluationOnFirstConditionMatch” : false, “operationsThatTrigger : [“Provision ManagedObject”], “allowedTopPathElements” : [  {“name” : “user” ...},  {“name” : “operation” ...},  (“name” : “userId” ...}], “allowedReturnPathElements” : [  {“name” : “__ Any__”...}], “validationHandlerClassName” : “oracle.idaas.managedapp.validation.RuleValidator”, “schemas”: [“urn : ieff : params : scim : schemas : oracle: idcs : PolicyType”], “meta” : {  “resourceType” : “PolicyType” } }

The following functionality provides an example of a sign on policy type in one embodiment.

  { “id” : “SignOn” , “name” : “SignOn”, “description” : “Policy for Attribute Value Generation for Managed Objects”, “idcsPreventedOperations”: [...], “stopEvaluationOnFirstRuleMatch” : true, “stopEvaluationOnFirstConditionMatch”: false, “stopEvaluationOnFirstDenyRuleMatch”: true, operationsThatTrigger” : [...], “resourceTypesCanBeAssignedTo”: [...], “allowedTopPathElements”: [  {“name” : “target.resource.url”...},  {“name” : “target.action”...},  {“name” : “client.ip”...},  {“name” : “isAuthenticatedUser”...},  {“name” : “subject.authenticatedBy” ...},  {“name” : “session” ...},  {“name” : “user” ...},  {“name” : “userId” ...},  {“name” : “device” ...},  {“name” : “userRiskLevel” ...} ], “allowedReturnPathElements”: [  {“name” : “effect”...},  {“name” : “authenticationFactor” ...},  {“name” : “2FAFrequency” ...},  {“name” : “trustedDevice2FAFrequency” ...},  {“name” : “reAuthenticate” ...},  {“name” : “allowUserToSkip2FAEnrolment” ...},  {“name” : “returnClaim” ...},  {“name” : “sucessRedirect” ...},  {“name” : “failureRedirect” ...},  {“name” : “annoucementRedirect” ...} ], “validationHandlerClassName” : “oracle.isaas.policy.manager.api.SignOnRuleValidator”, “allowMulitpleReturnAttributes” : true, “schemas”: [...], “meta”: {“resourceType” : “PolicyType” ...} }

Accordingly, policy types have various control switches, including behavioral flags and contractual flags, that can be configured to control the behavior of the run-time evaluation of policies of this type. The behavioral flags include, for example, “stopEvaluationOnFirstDenyRuleMatch” (whether to stop evaluation of a policy of this type when rule with deny effect in the policy evaluates to true, and skipping the rest), “stopEvaluationOnFirstRuleMatch” (whether to stop evaluation of a policy of this type when one rule in the policy evaluates to true, and skipping the rest), “stopEvaluationOnFirstConditionMatch” (whether to stop policy evaluation when one condition matches, and skipping the rest). The contractual flags include, for example, “allowedFunctions” (whether a function can be used in the conditions in rules of this policy type), “allowedTopPathElements” (whether an input is an allowed input to the policy of this policy type), “allowedReturnPathElements” (whether an output is an allowed output from the policy of this policy type), “operationsThatTrigger” (whether an operation can be used to evaluate policies of this type), and “resourceTypesCanBeAssignedTo” (whether a resource type can hold a reference to a policy of this type).

The following functionality provides an example rule for “stopEvaluationOnFirstDenyRuleMatch”, where policy evaluation at run-time stops and returns when it executes a rule that returns “effect” as DENY:

  “return”:[ { “name”:”effect”, “value”:”DENY” },

In one embodiment, a policy type may further specify whether a rule or a policy can be configured as a Groovy script and whether a return value can be a Groovy expression. In one embodiment, based on currently available policy types and a desired policy's required operations, inputs, and outputs, a tenant administrator can decide whether a new policy type needs to be configured. In one embodiment, a policy type may further include “allowResourcePolicyToOverrideContainerPolicy”. If this flag is set to True, the policy associated with the corresponding resource (such as an application) will override the policy associated with the container in which the resource resides.

In one embodiment, a policy is an artifact that captures a list of rules of a same policy type in a desired sequence. The policies are evaluated at run-time, considering the flags in the policy type, to return values based on rule evaluations. Policies and their ordered rules are tenant-specific resources configured per IDCS tenant and by the respective tenant. Policies are defined to be of a specific policy type, can be enabled or disabled, locked or unlocked, and can be assigned to other resources to control which applicable policies are evaluated at run-time. For example, if a sign-on policy is assigned to an application, then at run-time that policy will be evaluated to determine what factors are required for authenticating to that application. In one embodiment, if a policy is not active (enabled), a validation exception is thrown. In one embodiment, a policy can be changed or modified only when it is unlocked. In one embodiment, a policy takes a “ValueObject” as input and passes it to each of its assigned rules in the configured order. In one embodiment, at least one but possibly all rules are evaluated in the configured order based on policy type metadata. In one embodiment, evaluation of a policy returns a “ValueObject” that includes the return values for all rules whose conditions evaluated to True.

In one embodiment, a rule corresponds to a specific policy type (references a specific policy type), and can be assigned to one or more policies of the same policy type. In one embodiment, a rule is an artifact that captures a list of condition groups or conditions with operators such as OR, AND, NOT, etc. It also captures the values to be returned if conditions within the rule are evaluated positively. In an alternative embodiment, a rule may capture and return Groovy expressions, instead of capturing conditions/condition groups and returning return values. In one embodiment, if a corresponding policy type allows the rule to be a Groovy script, then the policy engine can run a Groovy script instead of the rule. In one embodiment, if the policy type allows the return value to be a Groovy script, then a rule can run a groovy script to return a value.

The following provides an example functionality for this type of rule and its corresponding Groovy scripts/expressions in one embodiment. The policy engine evaluates the Groovy expression stored as a policy if: (1) the corresponding policy type supports Groovy, and (2) the policy has a Groovy script stored in it.

    // the snippet from evaluatePolicy( ) method     // Evaluate input groovy if supported by policy type- Utils.evaluateGroovyExpression(policy.getGroovyExpression( ), inputValues)     if (policyType.isPolicyGroovy( ) && policy.getPolicyGroovyScript( ) != null) {      ovo = oracle.idaas.common.policyengine.object.vo.Util.evaluateGroovyExpression(policy.getPolicyGroovyScript( ), inputVO);     }

Similarly, in case a rule is based on Groovy, the policy engine invokes the respective expression, as illustrated in the following example functionality.

 // the snippet from evaluateRule( ) method   ValueObject ovo = null;   if (ptype.isRuleGroovy( ) && rule.getRuleGroovy( ) != null) {    ovo = oracle.idaas.common.policyengine.object.vo.Util.evaluateGroovyExpression(rule.getRuleGroovy( ), inputValues);    return ovo;   }

In both of the above cases, the output (“o/p”) of the Groovy script is the value object. An example of the Groovy script is as illustrated in the following functionality.

   //Groovy Policy: vo is input ValueObject passed to policyEngine   ValueObject rvo = new ValueObject( )   def userStatus = vo.get(“user.status”)   def userGroups = vo.get(“user.groups”)   //more logic with conditional statements   String key = “authenticationFactor”   rvo.put(key,“IDP”); return rvo // this is o/p

In one embodiment, the policy engine allows for using functions while configuring return values of rules. The rules are configured per IDCS tenant and by the respective tenant. The rules can be enabled or disabled, locked or unlocked, and can be assigned to policies of the same policy type. If a rule is not active (not enabled), then it will not be evaluated. In one embodiment, a rule can be changed only when it is unlocked. At run-time, a rule is passed a “ValueObject” as input, and the rule passes it to the assigned condition or condition group for evaluation. If the condition or condition group evaluates to true, then the rule returns a “ValueObject” including the configured return values. Otherwise the rule returns null.

In one embodiment, a condition group is an artifact that captures a list of conditions or other condition groups with Boolean operators. That is, each condition group references two or more conditions or condition groups joined by Boolean operators (e.g., AND, OR, NOT, etc.), and the Boolean operators are used to model complex and nested Boolean expressions. At run-time, a condition group is passed a “ValueObject” as input, and the condition group in turn passes the “ValueObject” to the conditions and/or condition groups it references for evaluation. Each condition group may evaluate to True or False.

In one embodiment, a condition refers to an artifact that captures an IF/THEN/ELSE statement (a Boolean expression). In one embodiment, a condition supports various operators such as “equal to”, “not equal to”, “greater than”, “greater than or equal to”, “less than”, “less than or equal to”, etc. In one embodiment, a condition may be configured as “left hand side” operator “right hand side”, or <attributeName><operator><attributeValue>. In one embodiment, <attributeName> is a path expression based on inputs defined in the policy type. In one embodiment, <operator> is a SCIM operator. In one embodiment, <attributeValue> is a literal string (e.g., “Human Resources”) or a reference to the value of an attribute passed to the rule as input values (e.g., “$(appType[AD].appInstance[CorpAD].email)”). In one embodiment, conditions implement a set of SCIM filters. In one embodiment, an attribute name may be the name of one of the attributes or a sub-attribute of one of the attributes specified in the associated policy type's list of “allowedTopPathElements”. At run-time, a condition is passed a “ValueObject” which will be used to substitute values for attribute references in the attribute name of the condition or in the attribute value of the condition, and then evaluate the Boolean expression returning True or False. In one embodiment, the policy engine allows for using functions within conditions. For example, in the following functionality, the “concat” function is used within a condition: concat($user.name.firstName), “.”, $(user.name.lastName)).

Table 1 provides an example embodiment of operators that are supported for each combination of data types for the <attributeName> and <attributeValue> of a condition. An exception will be thrown if the specified operator is not supported for the combination of <attributeName> and <attributeValue> data types. In one embodiment, if the <attributeName> and <attributeValue> data types specified in a given condition are different and one is a string, the condition evaluator will attempt to convert the string value to the data type of the other value's data type, and if successful, then the condition evaluator will apply the operator.

TABLE 1 Example operators that are supported for each combination of data types for the <attributeName> and <attributeValue> of a condition Attribute Name Data Attribute Value Data Type Type String Integer Boolean Date List String eq, neq, eq, neq eq, nq eq, neq, in, co, sw gt, ge, lt, le (if String gt, ge, lt, inUserGroups, (if String can can be le (if String inContainers, be converted converted can be con- inAppRoles to integer) to Boolean) verted to Date) Integer eq, neq, gt, eq, neq, gt, NA NA in ge, lt, le (if ge, lt, le String can be converted to integer) Boolean eq, neq (if NA eq, neq NA in String can be converted to Boolean) Date eq, neq, gt, NA NA eq, neq, GT, in ge, lt, le (if GTE, LT, String can be LTE converted to Date) List co co co co eq, neq, co, in In Table 1, “eq” stands for “equal to”, “neq” stands for “not equal to”, “co” stands for “contains”, “sw” stands for “starts with”, “gt” stands for “greater than”, “ge” stands for “greater than or equal to”, “It” stands for “less than”, and “le” stands for “less than or equal to”.

A return value is a value object that includes the results of a rule's evaluation if the rule's associated condition or condition group evaluates to True. A return value's corresponding attribute is a string expression defined in the “allowedReturnAttributes” element of the policy type referenced by the rule. In one embodiment, a return value is made of one or more attribute name/value pairs, where:

-   -   Attribute name: one of the attributes defined in the         “allowedReturnPathElements” element of the policy type         referenced by the rule     -   Value is one of the below:         -   A literal string value (e.g.,             “createUserNotificationTemplate”, “1”, “true”, etc.)         -   An expression that resolves to a literal string value which             can include:             -   References to input values or return values from                 previous rule evaluations             -   Calls to one or more functions, allowed for a rule of                 this policy type, which when evaluated returns a string                 value             -   Groovy expressions which are passed input values and                 return literal string values

A “ValueObject” is an object that can be used for both input to policies/rules/conditions/condition groups and for output from policies/rules. In one embodiment, a “ValueObject” is configured similar to a Java map and extends the Java map with methods that support path expressions. In these embodiments, a “ValueObject” is a collection of path expression/value pairs, which facilitates manipulation of hierarchies of objects/lists/values. A path expression is a string that is interpreted at run-time by the “ValueObject” to traverse an object hierarchy and retrieve or assign the value of an attribute. Accordingly, complex object traversals may be specified as a string in embodiments.

A path expression is represented by a system of dots and brackets to represent objects and attributes in the hierarchy. The path expressions may be passed and returned as the key to the “ValueObject” map. For example, the path expression “user.name.firstName” may be set as the key to a “ValueObject”, and the value may be set to “Tom” or a value may be retrieved for the path expression “user.emails[type eq “work”].value” from a “ValueObject”. Accordingly, complex object traversals may be specified as the key to the map. Examples of path expressions are as follows:

-   -   user.firstname     -   user.emails[type eq “work”].value     -   user.container.display     -   user.org.display     -   user.phoneNumber[primary eq true].value     -   targetAppForLogin     -   subject.clientid     -   subject.hostip     -   user.container     -   user.org.display     -   clientId     -   resource.container     -   hostIp     -   appRole.availableToUsers     -   group.members[*].display

Functions are string manipulation methods which can be invoked in an attribute value of a condition or in return values of a rule to compute or transform a condition's attribute value or a rule's return values. When invoked in a return value of a rule, a function computes the value of an attribute to be returned if the associated condition evaluated to True. In one embodiment, for example, a rule writer may use the “concat” function to concatenate “user.name.firstName” together with “user.name.lastName” to return a user's full name. In some embodiments, functions may be nested within other functions as needed. In one embodiment, each policy type defines the set of functions that can be used in rules of that policy type. In one embodiment, a set of functions are provided by the policy engine Out-Of-the-Box (“OOB”). Examples of the functions that may be used to configure conditions/rules include:

-   -   concat(string1, string2): returns concatenation of string 1 and         string 2     -   substring(string, begin, end): returns sub-strings of string         starting at “begin” to “end”     -   lower(string): returns string with letters changed to lower case     -   upper(string): returns string with letters changed to upper case     -   random Password: generates a random password

The following is an example functionality for adding a sign-on policy type:

PolicyType Json { “id”:“SignOn”,  “name”: “SignOn”,  “description”: “Policy Type for Sign On Policies”,  “stopEvaluationOnFirstRuleMatch”: false,  “stopEvaluationOnFirstConditionMatch”: false,  “stopEvaluationOnFirstDenyRuleMatch”: true,  “operationsThatTrigger”: [   “SignOn”,   “App Access”],  “resourceTypesCanBeAssignedTo”: [   “Container”,   “App”],  “allowedTopPathElements”: [   {“name”: “target.resource.url”,    “type”: “attribute”,    “dataType”: “string”},   {“name”: “target.action”,    “type”: “attribute”,    “dataType”: “string”},   {“name”: “ipAddress”,    “type”: “attribute”,    “dataType”: “string”},   {“name”: “subject.isAuthenticatedUser”,    “type”: “attribute”,    “dataType”: “boolean”},   {“name”: “subject.authenticatedBy”,    “type”: “attribute”,    “dataType”: “string”},   {“name”: “subject.riskScore”,     “type”: “attribute”,     “dataType”: “string”,     “attributeRetrieverClassName”: “RiskScoreRetriever”},   {“name”: “user”,    “type”: “resourceType”,    “resourceType”: “User”},   {“name”: “userId”,    “type”: “resourceId”,    “resourceType”: “User”},   {“name”: “device”,    “type”: “resourceType”,    “resourceType”: “Device”}],  “allowedReturnPathElements”: [   {“name”: “effect”,    “type”: “attribute”,    “dataType”: “string”},   {“name”: “authenticationFactor”,    “type”: “attribute”,    “dataType”: “string”},   {“name”: “returnClaim”,    “type”: “attribute”,    “dataType”: “string”},   {“name”: “successRedirect”,    “type”: “attribute”,    “dataType”: “string”},   {“name”: “failureRedirect”,    “type”: “attribute”,    “dataType”: “string”},   {“name”: “announcementRedirect”,    “type”: “attribute”,    “dataType”: “string”}],  “allowMultipleReturnAttributes”: true,  “schemas”: [“urn:ietf:params:scim:schemas:oracle:idcs:PolicyType”],  “meta”: {“resourceType”: “PolicyType”}}

The following functionalities provide examples of creating authentication policies and associated artifacts:

subject.isAuthenticated eq true and target.action eq “login” and subject.user.riskScore gt 100 Example 1 POST /Conditions { “name”: “c1”, “attributeName”: “subject.isAuthenticated”, “operator”: “eq”, “attributeValue”: true } POST /Conditions { “name”: “c2”, “attributeName”: “target.action”, “operator”: “eq”, “attributeValue”: “SignOn” } POST /Conditions { “name”: “c3”, “attributeName”: “$(subject.riskScore”, “operator”: “gt”, “attributeValue”: 100 } POST /ConditionsGroups { “name”: “cg1”, “conditions”: [ { “value”: “<c1 id>”, “type”: “Condition” }, { “value”: “<c2 id>”, “type”: “Condition” }, { “value”: “<c3 id>”, “type”: “Condition” } ], “operator”: “and” } POST /Rules { “name”: “Risk Score Too High”, “policyType”: [ “value”: “<Signon PolicyType id>” ], “conditions”: [ { “value”: “<c3 id>”, “type”: “ConditionGroup” } , “return”: [ { “name”: “effect”, “value”: “DENY” } ] } POST /Policies { “name”: “Risk Score Too High”, “policyType”: [ “value”: “<Signon PolicyType id>” ], “rules”: [ { “value”: “<Risk Score Too High Rule id>”, “sequence”: 1 } ] } target.action eq “login” and (subject.name inUserGroups “finance, accounting, sales” or subject.name inContainers “Internal, Sales”) and ipAddress inIpMask “10.10.*.*” Example 2 POST /Conditions { “name”: “c1”, “attributeName”: “target.action”, “operator”: “eq”, “attributeValue”: “SignOn” } POST /Conditions { “name”: “c2”, “attributeName”: “subject.name”, “operator”: “inUserGroups”, “attributeValue”: [ “finance”,“accounting”,“sales” ] } POST /Conditions { “name”: “c3”, “attributeName”: “subject.name”, “operaton”: “inContainers”, “attributeValue”: [ “Internal”,“Sales” ] } POST /Conditions { “name”: “c4”, “attributeName”: “ipAddress”, “operaton”: “inIpMask”, “attributeValue”: “10.10.*.*” } POST /ConditionGroups { “name”: “cg1”, “conditions”: [ { “value”: “<c2 id>”, “type”: “Condition” }, { “value”: “<c3 id>”, “type”: “Condition” } ], “operator”: “or” } POST /ConditionGroups { “name”: “cg2”, “conditions”: [ { “value”: “<c1 id>”, “type”: “Condition” }, { “value”: “<cg1 id>”, “type”: “ConditionGroup” }, { “value”: “<c4 id>”, “type”: “Condition” } ], “operator”: “and” } POST /Rules { “name”: “Risky Ip”, “policyType”: [ “value”: “<Signon PolicyType id>” ], “conditionOrConditionGroup”: [ { “value”: “<cg2 id>”, “type”: “ConditionGroup” }, “return”: [ { “name”: “effect”, “value”: “ALLOW” }, { “name”: “authenticationFactor”, “value”: “2FA.ALWAYS” } ] } POST /Policies { “name”: “Risky Ip”, “policyType”: [ “value”: “<Signon PolicyType id>” ], “rules”: [ { “value”: “<Risky Ip Rule id>”, “sequence”: 1 } ] }

In one embodiment, at the time of evaluation of a policy, the policy engine evaluates each rule of the policy against the attribute/value pairs passed to it or derived at run-time by the policy engine. When the first rule's condition evaluates to true, the configured return values are returned to the caller. If the policy type referenced by the policy specifies to stop evaluation on the first rule match, the evaluation is complete. However, if the policy type referenced by the policy specifies to not stop evaluation on the first rule match (in other words, process all rules assigned to the policy), the remaining rules are processed in the order configured in the policy. For each rule whose condition evaluates to True, the configured return values are added to the cumulative output, indexed by rule name, before being returned to the caller. In addition, return values of prior rules are added as “_return Values” in the input values passed to each subsequent rule, so they are available to the subsequent rules for use in their conditions or return values.

FIG. 14 illustrates an example run-time flow diagram 1400 of policy evaluation by a declarative policy engine according to an embodiment. In order to execute “ValueObject PolicyManager.evaluate(Policy, ValueObject)” identifying a policy 1402 to be evaluated with a “ValueObject”, the policy engine passes the “ValueObject” to policy 1402. Based on the corresponding ordered set of rules 1404, policy 1402 passes the “ValueObject” to the rules according to the order. Each rule determines if its corresponding condition is true, and then returns the “ValueObject” to policy 1402. The policy engine determines if the returned “ValueObject” is non-null AND if “Stop on 1^(st) Rule Match” is True. If both of these requirements are satisfied, the policy engine returns the “ValueObject” to policy 1402. Otherwise, the policy engine passes the returned “ValueObject” to the next rule according to the configured order.

In one embodiment, the policy engine exposes public policy evaluation methods with the following parameters:

-   -   policyId: ID of policy to be evaluated     -   policyType: name of policy type to evaluate (e.g., “SignOn”)     -   resourceType: resource type of specified resource ID if         specified     -   resourceId: resource ID whose assigned policy of the specified         policy type should be evaluated     -   inputVO: input path expression/value pairs constrained by         allowed input path expressions specified in specified policy         type

The following is an example functionality for implementing the policy engine “evaluate( )” method:

public List<ValueObject> evaluate (String policyType,  String resourceType,  String resourceId,  ValueObject inputVO) throws ResourceException, ValidationFailedException; public ValueObject evaluatePolicy (String policyId, ValueObject inputVO) throws ResourceException, ValidationFailedException {

In one embodiment, if the policy engine “evaluate( )” method is invoked by a client, the following functionality is used to determine the applicable policies to evaluate:

if resourceType & resourceId is null  evaluate Policy of specified PolicyType assigned to Top Container else  get specified resourceType/resourceId's “assignedPolicies” & “container”  attributes  if referenced “container” has Policy of specified PolicyType assigned & container's allowResourcePolicyToOverrideContainerPolicy is false   evaluate container Policy of specified Policy Type  else   if resourceId has “assignedPolicies” and one of the assign policies is of specified PolicyType    evaluate resourceId's Policy   else    evaluate “Top” container Policy of specified PolicyType

In one embodiment, the following functionality is used to invoke the policy engine “evaluate” method:

ValueObject inputValueObject = new ValueObject( ); inputValueObject.put(“target.action”, “SignOn”); inputValueObject.put(“ipAddress”, “10.10.121.36”); inputValueObject.put(“subject.name”, IdcsSubject.getUserPrincipal( ).getDisplayName( )); inputValueObject.put(“subject.isAuthenticated”, true);  try {    PolicyEngine policyEngine =    IDCSExecutionContext.get( ).getServiceLocator( ).getService(PolicyEngine.class);    ValueObject outputValueObject = policyEngine.evaluate(“SignOn”, “App”, “<appid>”,    inputValueObject);  } catch (oracle.idaas.client.exception.ResourceException e) {   throw new ProcessingFailedException(e);

In one embodiment, new policy types (i.e., metadata) may be added to leverage the policy engine and control behavior of policy evaluation. In one embodiment, new policy types may be added by IDCS tenants that need dynamic policy evaluation functionality at run-time.

The following provides an example “Partner” login policy with login constraint rules, conditions, and return values, implemented by the declarative policy engine in one embodiment:

-   -   “Off Site Partner—After Hours” login rule         -   Condition: user.org eq “Partner” and             ipWithin($(user.hostlp), “192.3.*.*”, “192.6.*.*”) and             currentTimeAfter(17:00) and currentTimeBefore(08:00)         -   ReturnValue: “After Hours Off Site Partner” LoginModuleGroup             configured with:             -   scheme:userid/pwd, flag:required             -   scheme:SMS, assuranceLevel:required             -   sessionTimeout: 10 min     -   “Off Site Partner—Regular Hours” login rule         -   Condition: user.org eq “Partner” and             ipWithin($(user.hostlp), “192.3.*.*”, “192.6.*.*”)         -   Return Value: “Off Site Partner” LoginModuleGroup configured             with:             -   scheme:userid/pwd, flag:required             -   scheme:SMS, flag:required             -   sessionTimeout: 30 min     -   “On Site Partner” login rule         -   Condition: user.org eq “Partner” and             ipWithin($(user.hostlp), “192.7.*.*”, “192.10.*.*”)         -   Return Value: “On Site Partner” LoginModuleGroup configured             with:             -   scheme:userid/pwd, assuranceLevel:required             -   sessionTimeout: 1 hour

The following provides an example “Notification” policy, rules, conditions, and return values implemented by the declarative policy engine in one embodiment:

-   -   Notify policy type         -   Allowed inputs             -   user.*             -   operation         -   Allowed outputs             -   emailTemplate             -   sendTo         -   Allowed functions         -   Stop on 1^(st) Rule Match             -   True     -   “Notify Off Site Partner” policy         -   “Notify Off Site Partner—After Hours” rule             -   Condition: operation eq “resetPassword” and user.type eq                 “Full-Time” and ipWithin($(user.hostlp), “192.3”,                 “192.6”) and currentTimeAfter(17:00) and                 currentTimeBefore(08:00)             -   Return Value                 -   emailTemplate=“Partner Reset Password”,                 -   sendTo=$(user.email[recovery eq true].value)

The following provides an example “User Member Of” policy, rules, conditions, and return values implemented by the declarative policy engine in one embodiment:

-   -   “User Member Of” policy type         -   Allowed inputs             -   user.*         -   Allowed outputs             -   True/False         -   Allowed functions         -   Stop on 1^(st) Rule Match             -   True     -   “Partner” “User Member Of” policy with rules         -   “Partner” rule             -   Condition: user.groups co “Partner”                 -   ReturnValue                 -    True

The following provides an example “Group Members” policy, rules, conditions, and return values implemented by the declarative policy engine in one embodiment:

-   -   “Group Members” policy type         -   Allowed inputs             -   user.*         -   Allowed outputs             -   userSearchFilter         -   Allowed functions         -   Stop on 1^(st) Rule Match             -   True     -   “Partner” “Group Members” policy with rules         -   “Partner” rule             -   Condition: True                 -   ReturnValue                 -    user.groups co “Partner”

The following provide additional example policy types that can be implemented by the declarative policy engine in embodiments:

-   -   Applicable Login/Authentication Policy     -   Applicable Authorization Policy     -   Applicable Password Policy     -   Applicable Key Store policy     -   Applicable Trust policy     -   Applicable Adaptive/Risk policy     -   Username Generation policy     -   Email Generation policy     -   Account Synchronization Correlation     -   Challenge Questions     -   Attribute Value Generation     -   User Manager     -   User Container

Extensible Policy Engine

One embodiment allows consumers of the policy engine to extend the policy engine capabilities by including additional functions and/or extending the OOB functions used in configuring conditions/rules. In one embodiment, a consumer of the policy engine (e.g., an IDCS microservice) may configure a condition/rule by writing their own functions and/or by writing attribute retrievers, instead of only relying on functions provided by the policy engine OOB. In one embodiment, a tenant administrator may use the functions for configuring policy expressions (expressions defining a policy rule or condition), and the functions are dynamically invoked from within the policy engine at run-time evaluation. More specifically, at design time, the policy engine stores policy expressions that include functions along with arguments to the functions. In one embodiment, at design time, policy engine allows to store rules with return values containing functions. For example, in one embodiment, the rule associated to attribute value generation policy for Google uses a function to generate a password as shown in the following functionality.

{ “description” : “RuleTemplate for Google”, “conditionGroup” : {   “value” : “AVGProvisionManagedObject”,   “type” : “ConditionalTemplate” }, “name” : “RuleTemplate for Google”, “policyType”: {  “value” : “AttributeValueGenerationPolicyTypeId” }, “return”: [  {   “value” : “$(user.name.givenName)”,   “name” : “givenName”  },  {   “value” : “$(user.name.familyName)”,   “name” : “familyName”  }  {   “name” : “password”,   “value” : “#random_password($user.id) )”,  },  {   “name” : “name”,   “value” : “$(user.emails[primary=true] . value)”  },  {   “name” : “primaryEmail”,   “value” : “$(user.emails[primary=true] .value)”  } ] , “schemas” : [  “urn : ietf : params : scim : schemas : oracle : idcs : RuleTemplate” ] }

Then, at run-time, the policy engine parses the policy expressions, invokes the functions, evaluates the functions, and interprets the output of the functions in order to evaluate the corresponding condition. In one embodiment, for example, a function may return a value, e.g., a Boolean or an integer, and the value is interpreted in the context of the corresponding condition.

In one embodiment, when data to be fetched for policy evaluation depends on data evaluated by a prior rule or condition, or when data to be fetched for policy evaluation is not a part of input data fed to policy evaluation, then such data may be retrieved dynamically by an attribute retriever during run-time while policy evaluation is in progress. In one embodiment, the difference between a function and an attribute retriever is that functions are explicitly mentioned while defining/configuring conditions/return values, but attribute retrievers are not implemented by a condition or return value. Instead, attribute retrievers are defined in the policy type. Therefore, attribute retrievers are designed while configuring the contract of a policy type. In one embodiment, functions may be provided by the policy engine or may be written by a consumer and used by the consumer, while attribute retrievers are always written by consumers. In one embodiment, there is no grammar required for the attribute retriever since it is not a part of a condition or a rule.

In one embodiment, in order to implement an attribute retriever, the policy type includes:

allowedTopPathElement.attributeRetreiverClassName

In this embodiment, a class name may be specified to implement:

common.policyengine.handlerapi.AttributeRetreiver

The class has the following method:

Object retreiveAttributeValue (ValueObject inputValues, PolicyType ptype, String attributeName) The method is called by the policy engine at run-time if necessary, for example, if a condition has a reference to an attribute to which “attributeRetreiverClassName” is defined. The following is an example functionality for such a condition and the attribute “userRiskLevel” to which “attributeRetrieverClassName” is defined in the policy type.

{  “id” : “SignOn”,  “name” : “SignOn”,  “description” : “Policy for Attribute Value Generation for Managed Objects”,  “idcsPreventedOperations” : [...],  “stopEvaluationOnFirstRuleMatch”: true,  “stopEvaluationOnFirstConditionMatch”: false,  “stopEvaluationOnFirstDenyRuleMatch”: true,  “operationsThatTrigger” : [...],  “resourceTypesCanBeAssignedTo” : [...],  “allowedTopPathElements” : [   {“name” : “target.resource.url” ...},   {“name” : “target.action” ...},   {“name” : “client.ip” ...},   {“name” : “isAuthenticatedUser” ...},   {“name” : “subject.authenticatedBy” ...},   {“name” : “session” ...},   {“name” : “user” ...},   {“name” : “userId” ...},   {    “name” : “userRiskLevel”,    “type” : “attribute”,    “datatype” : “integer”,    “attributeRetrieverClassName” : “oracle.idaas.adaptive.policy.AdapativeAttributeRetriever”   } ], “allowedReturnPathElements”: [...], “validationHandlerClassName” : “oracle.idaas.policy.manager.api.SignOnRuleValidator”, “allowedMultipleReturnAttributes”: true, “schemas” : [...], “meta” : {“resourceType” : “PolicyType” ...} }

The following is an example functionality for a rule that implements an attribute retriever, where the attribute retriever is used within a condition. When such a condition is written, the policy engine automatically understands that the value of “userRiskLevel” needs to be fetched at run-time and it needs to invoke the attribute retriever to do this. If there is a variable to which the attribute retriever is used in a condition and/or a return value, then the attribute retriever is invoked.

{  “schemas”: [...],  “0perations” : [   {“method” : “POST” ...},   {“method” : “Post” ...},   {    “method” : “POST”,    “path” : “/Conditions”,    “bulkId” : “userRiskLevel”,    “data” : {     “schemas” :      “urn.ietf : params : scim : schemas : oracle : idcs : Condition”     ],     “name” : “userRiskLevel”,     “attributeName”: “userRiskLevel”,     “evaluateConditionIf”: “#adaptive( )”,     “operator” : “gt”,     “attributeValue” : “2”   }  },  {“method” : “POST” ...},  {“method” : “POST” ...},  {“method” : “POST” ...},  {“method” : “PATCH” ...}  ] }

In one embodiment, policies are managed via REST (SCIM-based) APIs, and therefore the list of applicable policies are provided at run-time based on the module/component that is invoking the policy engine. However, some IDCS components may want to leverage the embodiments for policy management and for computing applicable policies without using artifacts such as rules, conditions, condition groups, etc. In this case, embodiments allow such IDCS modules/components to have their own policy (e.g., XML-based, JSON-based, or based on any artifact), and allow for extending the policy schema and persisting the component/module's policy. Embodiments also allow such modules/components to extend the existing policy engine and write their own policy evaluation logic. Then, the OOB policy engine framework determines the applicable policy and hands over such policies to the component that wants to evaluate them. The following is example functionality that is JSON based and will be evaluated by an overloaded (extended) TrustPolicyEngine:

{  “name”:“IaasPolicy5”,  “description”:“IaasPolicy5”,  “policyType”: {   “value”: “TrustPolicy”  },  “urn:ietf:params:scim:schemas:oracle:idcs:extension:TrustPolicy:Policy” : {   “version”: “1.0”,   “effect”: “ALLOW”,   “permissions”:[“urn:opc:resource:consumer::all”],   “clients”:[{“value” : “ALL”}],   “users”:[“NoUserRule( )”],   “resources”:[“ResourceAccountRule( )”]  },  “schemas”: [   “urn:ietf:params:scim:schemas:oracle:idcs:Policy”  ] }

FIG. 15 illustrates a block diagram 1500 of relationships between a policy engine 1502, an abstract policy engine 1504, a default policy engine 1506, and a trust policy engine 1508 according to an embodiment. The embodiment polymorphically extends policy engine 1502 to re-use the applicability logic of a policy. FIG. 15 indicates how at run-time the behavior of policy engine 1502 is changed using policy morphism. The embodiment hides the implementation of the policy applicability from the actual policy evaluation logic. A caller always invokes “policyEngine.evaluate( . . . )”, which in turn invokes a base implementation of (1) “getApplicablePolicies” and (2) “evaluateListOf Policies”, which is done in “AbstractPolicyEngine” 1504. Based on the type of the instance invoking “policyEngine.evaluateQ”, different forms of “evaluatePolicy( )” implementation are invoked dynamically, for example, as illustrated in the following functionality.

  Caller 1) PolicyEngine policyEngine = serviceLocator.getService(DefaultPolicyEngine.class);  PolicyEngine.evaluate( ) // default implementation 2) PolicyEngine trustPolicyEngine = serviceLocator.getService(TrustPolicyEngine.class);  TrustPolicyEngine.evaluate( ) --> extensible implementation

In one embodiment, policy engine 1502 may be implemented according to the below functionality:

public interface PolicyEngine {  List<ValueObject> evaluate (String policyAssignmentAttribute,    String resourceType,    String resourceID,    ValueObject inputV0):  ValueObject evaluatePolicy (String policyId, ValueObject inputV0);  List<String> getApplicablePolicies(String policyAssignmentAttribute,   String resourceType,   String resourceId) throws ResourceException;  List<ValueObject> evaluateListOfPolicies(List<String> policyIdList,   ValueObject inputV0) throws Resource Exception; }

In one embodiment, abstract policy engine 1504 may be implemented according to the below functionality:

public AbstractPolicyEngine(ServiceLocator serviceLocator) {. . . } @{. . .} public final List<ValueObject> evaluate(String policyAssignmentAttribute, String resourceType, String resourceId, ValueObject inputV0) @Override public ValueObject evaluatePolicy(String policyId, ValueObject inputValues) { return null; } @Override public List<String> getApplicablePolicies(String policyAssignmentAttribute,  String resourceType,  String resourceID) throws ResourceException { . . . } public List<ValueObject> evaluateListOfPolicies(List<String> applicablePolicies,  ValueObject inputV0) throws ResourceException { . . . }

In one embodiment, default policy engine 1506 extends abstract policy engine 1504 and may be implemented according to the below functionality:

@Inject public DefaultPolicyEngine(ServiceLocator serviceLocator, MetricRegistry metricRegistry) {. . .} /PMD.AvoidCatchingGenericException/ public ValueObject evaluatePolicy (String policyID, ValueObject inputV0) {. . .}

In one embodiment, trust policy engine 1508 extends abstract policy engine 1504 and may be implemented according to the below functionality:

public List<ValueObject>evaluateListOfPolicies(

FIGS. 16A and 16B are flow diagrams 1600A and 1600B, respectively, of functionality for policy management in a multi-tenant cloud-based IAM system in accordance with an embodiment. In one embodiment, the functionality of the flow diagrams of FIGS. 16A and 16B is implemented by software stored in memory or other computer readable or tangible medium, and executed by a processor. In other embodiments, the functionality may be performed by hardware (e.g., through the use of an application specific integrated circuit (“ASIC”), a programmable gate array (“PGA”), a field programmable gate array (“FPGA”), etc.), or any combination of hardware and software.

Referring now to FIG. 16A, flow diagram 1600A illustrates a method for declarative policy management in a multi-tenant cloud-based IAM system according to an embodiment.

At 1602 at least one API request is received by a policy engine of the multi-tenant cloud-based IAM system from a tenant of the multi-tenant cloud-based IAM system, wherein the API request is a REST request configured according to SCIM. For example, in one embodiment, the policy engine is a common module available for uptake by components of the multi-tenant cloud-based IAM system such as any of the IDCS microservices 614 providing cloud-based IAM services to tenants of the multi-tenant cloud-based IAM system as described herein with reference to FIG. 6. In one embodiment, a microservice is a self-contained module that can communicate with other modules/microservices, and each microservice has an unnamed universal port that can be contacted by others. In one embodiment, the microservice is a runtime component/process. In one embodiment, the microservice is stateless and retrieves data from a database to perform an identity management service. In one embodiment, the database and the microservice are configured to scale independently of one another. In one embodiment, the database includes a distributed data grid.

At 1604 a declarative policy is configured for the tenant of the multi-tenant cloud-based IAM system based on the at least one API request, and at 1606 the declarative policy is enforced in an IAM service performed for the tenant of the multi-tenant cloud-based IAM system. In one embodiment, with reference to FIG. 6A, the configured declarative policy is stored at resources store 708 b. For example, the declarative policy may be a login/authentication policy (enforced for authenticating a user), an authorization policy (enforced for giving access to a user), a notification policy (enforced for notifying a user), a password policy (enforced for validating a password), an adaptive/risk policy (enforced for a user's risk score), a username generation policy (enforced for generating a user name), an email generation policy (enforced for generating an email address), an account synchronization correlation policy (enforced for correlating/associating an external account with an identity), a challenge question policy (enforced for providing a challenge question), an attribute value generation policy (enforced for generating an attribute value), a user manager policy (enforced for determining a user's manager based on other user attributes like division, department, etc.), a user container policy (enforced for all resources that live in the container unless a policy of the same type is directly assigned to a resource in that container), etc.

In one embodiment, the policy engine exposes SCIM-based REST APIs for creating policy artifacts associated with the declarative policy. In one embodiment, the policy engine defines a data model comprising resource types corresponding to the policy artifacts, as described herein with reference to data model 1300 in FIG. 13. In one embodiment, the policy artifacts include the declarative policy, a policy type, rules, condition groups, and conditions. In one embodiment, the policy type defines a contract between the policy engine and a component of the multi-tenant cloud-based IAM system that uptakes the policy engine. In one embodiment, the policy type is defined by the component of the multi-tenant cloud-based IAM system that uptakes the policy engine by configuring one or more control switches that control the run-time evaluation behavior of the declarative policy.

In one embodiment, each condition comprises an IF/THEN/ELSE statement. In one embodiment, each condition group comprises a Boolean combination of one or more conditions using OR/AND/NOT operators (e.g., ((NOT<condition1>) OR <condition2>) AND <condition3>). In one embodiment, each rule comprises a Boolean combination of one or more condition groups or conditions using OR/AND/NOT operators and defines a value to be returned if the Boolean combination is evaluated positively.

In one embodiment, the declarative policy includes the rules configured in an ordered sequence. In one embodiment, the declarative policy is evaluated at run-time according to flags configured in the policy type to return values based on evaluation of the rules according to the ordered sequence.

In one embodiment, the declarative policy is associated with a resource or a container of the tenant of the multi-tenant cloud-based IAM system. In one embodiment, the declarative policy is customized for the tenant of the multi-tenant cloud-based IAM system by a corresponding tenant administrator or a security administrator. In one embodiment, the corresponding tenant administrator or the security administrator configures the declarative policy using an administration console UI 1700 as illustrated in FIG. 17. In one embodiment, the corresponding tenant administrator or the security administrator configures the declarative policy using JSON. In one embodiment, the corresponding tenant administrator or the security administrator configures the declarative policy according to business requirements of the tenant.

In one embodiment, the policy engine exposes SCIM-based REST APIs for evaluating the declarative policy. In this embodiment, the policy engine is implemented as a microservice

Referring now to FIG. 16B, flow diagram 1600B illustrates a method for policy evaluation in a multi-tenant cloud-based IAM system according to an embodiment.

At 1608 a request is received for an IAM service for a tenant of the multi-tenant cloud-based IAM system. For example, in one embodiment, the request is received by a policy engine that is a common module available for uptake by components of the multi-tenant cloud-based IAM system such as any of the IDCS microservices 614 providing cloud-based IAM services to tenants of the multi-tenant cloud-based IAM system as described herein with reference to FIG. 6. In one embodiment, a microservice is a self-contained module that can communicate with other modules/microservices, and each microservice has an unnamed universal port that can be contacted by others. In one embodiment, the microservice is a runtime component/process. In one embodiment, the microservice is stateless and retrieves data from a database to perform an identity management service. In one embodiment, the database and the microservice are configured to scale independently of one another. In one embodiment, the database includes a distributed data grid.

At 1610 an applicable policy associated with the IAM service is determined. For example, the applicable policy may be a login/authentication policy (enforced for authenticating a user), an authorization policy (enforced for giving access to a user), a notification policy (enforced for notifying a user), a password policy (enforced for validating a password), an adaptive/risk policy (enforced for a user's risk score), a username generation policy (enforced for generating a user name), an email generation policy (enforced for generating an email address), an account synchronization correlation policy (enforced for correlating/associating an external account with an identity), a challenge question policy (enforced for providing a challenge question), an attribute value generation policy (enforced for generating an attribute value), a user manager policy (enforced for determining a user's manager based on other user attributes like division, department, etc.), a user container policy (enforced for all resources that live in the container unless a policy of the same type is directly assigned to a resource in that container), etc.

In one embodiment, the applicable policy is a declarative policy configured by a policy engine that is a common module available for uptake by microservices providing cloud-based IAM services to tenants of the multi-tenant cloud-based IAM system. In one embodiment, the declarative policy is configured by the policy engine using at least one REST API request configured according to SCIM.

In one embodiment, the policy engine exposes SCIM-based REST APIs for creating policy artifacts associated with the declarative policy. In one embodiment, the policy engine defines a data model comprising resource types corresponding to the policy artifacts, as described herein with reference to data model 1300 in FIG. 13. In one embodiment, the policy artifacts include the declarative policy, a policy type, rules, condition groups, and conditions. In one embodiment, the policy type defines a contract between the policy engine and a component of the multi-tenant cloud-based IAM system that uptakes the policy engine. In one embodiment, the policy type is defined by the component of the multi-tenant cloud-based IAM system that uptakes the policy engine by configuring one or more control switches that control the run-time evaluation behavior of the declarative policy.

In one embodiment, each condition comprises an IF/THEN/ELSE statement. In one embodiment, each condition group comprises a Boolean combination of one or more conditions using OR/AND/NOT operators (e.g., ((NOT<condition1>) OR <condition2>) AND <condition3>). In one embodiment, each rule comprises a Boolean combination of one or more condition groups or conditions using OR/AND/NOT operators and defines a value to be returned if the Boolean combination is evaluated positively. In one embodiment, the declarative policy includes the rules configured in an ordered sequence. In one embodiment, the declarative policy is evaluated at run-time according to flags configured in the policy type to return values based on evaluation of the rules according to the ordered sequence.

In one embodiment, the declarative policy is associated with a resource or a container of the tenant of the multi-tenant cloud-based IAM system. In one embodiment, the declarative policy is customized for the tenant of the multi-tenant cloud-based IAM system by a corresponding tenant administrator or a security administrator. In one embodiment, the corresponding tenant administrator or the security administrator configures the declarative policy using an administration console UI 1700 as illustrated in FIG. 17. In one embodiment, the corresponding tenant administrator or the security administrator configures the declarative policy using JSON. In one embodiment, the corresponding tenant administrator or the security administrator configures the declarative policy according to business requirements of the tenant. In one embodiment, the policy engine exposes SCIM-based REST APIs for evaluating the declarative policy. In this embodiment, the policy engine is implemented as a microservice.

At 1612 a policy expression of the applicable policy is determined, where the policy expression includes a reference to an attribute value, and the reference either includes a function or includes an API of an attribute retriever class. In one embodiment, the policy expression is used in defining a rule or condition of the declarative policy. In one embodiment, at least one rule or condition of the declarative policy requires the attribute value as an input. In one embodiment, the input includes dynamic run-time data that depends on data evaluated by a prior rule or condition of the declarative policy. In one embodiment, the input includes dynamic run-time data that is not part of input data fed to the policy engine by the request for the IAM service.

At 1614 the attribute value is obtained by invoking the function or by invoking the API of the attribute retriever class. In one embodiment, the function is used by the policy engine in configuring a condition or return value of the declarative policy. In this embodiment, the reference to the attribute value comprises the function, and the obtaining of the attribute value includes parsing the policy expression into the function at run-time, determining input arguments to the function based on the request for the IAM service, and invoking the parsed function with the input arguments. In one embodiment, the function is provided by an administrator of the tenant of the multi-tenant cloud-based IAM system.

In one embodiment, the policy engine configures an element in the policy type of the declarative policy, and the element identifies the attribute retriever class as an allowed input reference. In this embodiment, the reference to the attribute value comprises the API of the attribute retriever class, and the policy engine invokes the API of the attribute retriever class at run-time to retrieve the attribute value if the corresponding attribute is referenced in at least one condition or rule of the declarative policy. In one embodiment, the attribute retriever class is provided by an administrator of the tenant of the multi-tenant cloud-based IAM system.

At 1616 the applicable policy is evaluated at run-time using at least the obtained attribute value. In one embodiment, for example the applicable policy may be evaluated as described herein with reference to FIG. 14. At 1618 the IAM service is performed based on the result of the evaluating of the policy. For example, the IAM service may correspond to user authentication, and the applicable policy may be a login/authentication policy that is evaluated for authenticating a user. In another example, the IAM service may correspond to user notification, and the applicable policy may be a notification policy which is evaluated for notifying a user.

As disclosed, embodiments implement a policy engine as a software module that provides a declarative way to define policies using REST APIs and JSON. The policy engine enables customers to define and configure various policies, rules, and conditions that get evaluated at appropriate points during run-time to make dynamic decisions, for example, a decision on what authentication mechanism needs to be used, what a password should be for a user, etc. Embodiments deliver a generic meta-data driven policy/rule evaluation engine that is stateless, lightweight, performant, re-entrant, and invoke-able by other applications.

Several embodiments are specifically illustrated and/or described herein. However, it will be appreciated that modifications and variations of the disclosed embodiments are covered by the above teachings and within the purview of the appended claims without departing from the spirit and intended scope of the invention. 

What is claimed is:
 1. A method for declarative policy management in a multi-tenant cloud-based identity and access management (IAM) system, the method comprising: receiving at least one Application Programming Interface (API) request by a policy engine of the multi-tenant cloud-based IAM system from a tenant of the multi-tenant cloud-based IAM system; configuring a declarative policy for the tenant of the multi-tenant cloud-based IAM system based on the at least one API request; and enforcing the declarative policy in an IAM service performed for the tenant of the multi-tenant cloud-based IAM system.
 2. The method of claim 1, wherein the policy engine is a common module available for uptake by components of the multi-tenant cloud-based IAM system and the at least one API request comprises a Representational State Transfer (REST) request configured according to System for Cross-domain Identity Management (SCIM).
 3. The method of claim 2, wherein the components of the multi-tenant cloud-based IAM system include one or more microservices providing cloud-based IAM services to tenants of the multi-tenant cloud-based IAM system.
 4. The method of claim 1, wherein the policy engine exposes SCIM-based REST APIs for creating policy artifacts associated with the declarative policy, wherein the policy engine defines a data model comprising resource types corresponding to the policy artifacts.
 5. The method of claim 4, wherein the policy artifacts comprise: the declarative policy; a policy type; rules; condition groups; and conditions.
 6. The method of claim 5, wherein the policy type defines a contract between the policy engine and a component of the multi-tenant cloud-based IAM system that uptakes the policy engine.
 7. The method of claim 6, wherein the policy type is defined by the component of the multi-tenant cloud-based IAM system that uptakes the policy engine by configuring one or more control switches that control the run-time evaluation behavior of the declarative policy.
 8. The method of claim 5, wherein each condition comprises an IF/THEN/ELSE statement.
 9. The method of claim 5, wherein each condition group comprises a Boolean combination of one or more conditions using OR/AND/NOT operators.
 10. The method of claim 5, wherein each rule comprises a Boolean combination of one or more condition groups or conditions using OR/AND/NOT operators and defines a value to be returned if the Boolean combination is evaluated positively.
 11. The method of claim 5, wherein the declarative policy comprises the rules configured in an ordered sequence, wherein the declarative policy is evaluated at run-time according to flags configured in the policy type to return values based on evaluation of the rules according to the ordered sequence.
 12. The method of claim 1, wherein the declarative policy is associated with a resource or a container of the tenant of the multi-tenant cloud-based IAM system.
 13. The method of claim 1, wherein the declarative policy is customized for the tenant of the multi-tenant cloud-based IAM system by a corresponding tenant administrator or a security administrator.
 14. The method of claim 13, wherein the corresponding tenant administrator or the security administrator configures the declarative policy according to business requirements of the tenant.
 15. The method of claim 13, wherein the corresponding tenant administrator or the security administrator configures the declarative policy using an administration console UI.
 16. The method of claim 13, wherein the corresponding tenant administrator configures the declarative policy using JSON.
 17. The method of claim 1, wherein the policy engine exposes SCIM-based REST APIs for evaluating the declarative policy.
 18. The method of claim 17, wherein the policy engine is implemented as a microservice.
 19. A system comprising: a computer-readable medium storing instructions; and a processor configured to execute the instructions, wherein the instructions, when executed by the processor, cause the processor to perform declarative policy management in a multi-tenant cloud-based identity and access management (IAM) system, the performing comprising: receiving at least one Application Programming Interface (API) request by a policy engine of the multi-tenant cloud-based IAM system from a tenant of the multi-tenant cloud-based IAM system; configuring a declarative policy for the tenant of the multi-tenant cloud-based IAM system based on the at least one API request; and enforcing the declarative policy in an IAM service performed for the tenant of the multi-tenant cloud-based IAM system.
 20. A computer-readable medium storing instructions that, when executed by a processor, cause the processor to perform declarative policy management in a multi-tenant cloud-based identity and access management (IAM) system, the performing comprising: receiving at least one Application Programming Interface (API) request by a policy engine of the multi-tenant cloud-based IAM system from a tenant of the multi-tenant cloud-based IAM system; configuring a declarative policy for the tenant of the multi-tenant cloud-based IAM system based on the at least one API request; and enforcing the declarative policy in an IAM service performed for the tenant of the multi-tenant cloud-based IAM system. 